ESMA LIBRARY
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MiFID - Investor Protection X MiFID - Secondary Markets X Credit Rating Agencies X Securities and Markets Stakeholder Group X Q&A X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/12/2019 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 452.78 KB |
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| 06/12/2019 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.02 MB |
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| 05/12/2019 | ESMA70-872942901-38 | Q&A on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 564.06 KB |
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| 05/12/2019 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 965.74 KB |
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| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
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| 04/12/2019 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1017.84 KB |
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| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
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| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
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| 01/04/2019 | ESMA22-106-1731 | SMSG Credit Ratings Disclosures advice | Securities and Markets Stakeholder Group | Report | PDF 209.66 KB |
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| 01/04/2019 | esma22-106-1710 | smsg_advice_on_stor_peer_review | Securities and Markets Stakeholder Group | Report | PDF 189.48 KB |
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| 27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
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| 26/03/2019 | ESMA22-106-1683 | SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD | Securities and Markets Stakeholder Group | Report | PDF 142.78 KB |
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| 25/03/2019 | ESMA22-106-1684 | SMSG advice on draft RTS amending the PRIIPs Delegated Regulation | Securities and Markets Stakeholder Group | Report | PDF 96.91 KB |
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| 03/01/2019 | ESMA22-16-1603 | SMSG End of Term Report 2018 | Securities and Markets Stakeholder Group | Report | PDF 649.37 KB |
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| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
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| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
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| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
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| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
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| 11/01/2018 | ESMA80-196-954 | Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories | Credit Rating Agencies, Trade Repositories | Report | PDF 1.14 MB |
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| 20/12/2017 | ESMA33-5-209 | CRA Market Share Calculation 2017 | Credit Rating Agencies | Report | PDF 1012.23 KB |