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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/09/2000 00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Final Report PDF
84.28 KB
Alternative Trading Systems (ATS) offer electronic securities trading facilities outside the traditional trading channels. An expert group chaired by Howard Davies, Chairman of the UK FSA, has studied the impact of such systems in depth. The group has prepared a comprehensive report identifying and assessing the benefits and risks associated with the emergence of ATS and analysing the current regulatory treatment of such systems, within Europe and elsewhere. The report proposes both a short term and a long term option for a harmonised regulatory treatment of such systems in Europe.The paper was submitted to the European Commission as FESCO"s contribution to the preparation of the forthcoming Green Paper on possible amendments to the Investment Services Directive. The Green Paper will shortly be published as a basis for consultation with Member States, the financial services industry and other interested parties. However, the FESCO paper noted that, while the Green Paper on the ISD might be the catalyst for a far-reaching review of the regulatory approach to ATS, it would not provide a short-term solution. Accordingly, FESCO proposed that the short-term solution should take the form of a set of additional regulatory requirements for ATS operating as investment firms.FESCO will be working on proposals for what those additional regulatory requirements might be over the next six months, with a view to producing a consultation paper in the first half of 2001. This consultation paper will provide an opportunity for interested parties to comment in detail on the FESCO proposals. If, however, in the meantime interested parties have any specific comments on the possible additional regulatory requirements identified in paragraph 71 of the September paper, they should make these known to the Secretariat of FESCO via the following e-mail address: fdankers@europefesco.org
20/01/2011 2011/16 Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories Letter PDF
30.66 KB
20/01/2011 2011/4 Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Letter PDF
34.38 KB
05/12/2011 2011/412 Investor warning- Trading in foreign exchange (forex) Investor Warning PDF
562.44 KB
This is the original English version of the warning.  It has been translated into all EU languages, to see a specific language version, please click the relevant language on the left.
06/01/2012 2011/412_bg Търговия с чуждестранна валута (Форекс) Investor Warning PDF
191.58 KB
06/01/2012 2011/412_cs Obchodování s cizí měnou (forex trading) Investor Warning PDF
186.3 KB
06/01/2012 2011/412_da Valutahandel (forex) Investor Warning PDF
41.41 KB
06/01/2012 2011/412_nl Handel in valuta Investor Warning PDF
38.49 KB
06/01/2012 2011/412_et Valuutaga kauplemine Investor Warning PDF
38.66 KB
06/01/2012 2011/412_fi Kaupankäynti valuuttamarkkinoilla (forex) Investor Warning PDF
39.1 KB
06/01/2012 2011/412_fr Opérations de change (Forex) Investor Warning PDF
40.34 KB
06/01/2012 2011/412_de Devisenhandel (Forex Trading) Investor Warning PDF
40.15 KB
06/01/2012 2011/412_el Αγοραπωλησίες συναλλάγματος (forex) Investor Warning PDF
187.92 KB
06/01/2012 2011/412_hu Devizakereskedés (forex) Investor Warning PDF
172.8 KB
06/01/2012 2011/412_ga Trádáil i malairt eachtrach (airgeadraí eachtracha) Investor Warning PDF
39.27 KB
06/01/2012 2011/412_it Operazioni in cambi (forex) Investor Warning PDF
39.85 KB
06/01/2012 2011/412_lv Ārvalstu valūtas maiņas tirgus (FOREX) Investor Warning PDF
188.47 KB
06/01/2012 2011/412_lt Prekyba užsienio valiuta (Forex) Investor Warning PDF
179.27 KB
06/01/2012 2011/412_mt Negozjar f’muniti barranin (forex) Investor Warning PDF
178.12 KB
06/01/2012 2011/412_pt Operações em divisas Investor Warning PDF
39.68 KB

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