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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/10/2019 boa-2019-d-05_decision BOA decision creditreform_rating_ag_vs_eba Board of Appeal Decision PDF
922.78 KB
27/02/2019 BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Board of Appeal Decision PDF
829.04 KB
31/01/2019 ESMA35-43-1562 CFD Renewal Decision (2) Notice MiFID - Investor Protection Decision PDF
103.92 KB		 encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv
21/12/2018 ESMA35-43-1533 ESMA35-43-1533 Binary Options Renewal Decision Notice MiFID - Investor Protection Decision PDF
83.04 KB		 enenenenfrenelenethrhuitltlvmtnlplptroskslsv
30/11/2018 boa30.18 BoA Decision SEB appeal 30 November 2018 Board of Appeal Decision PDF
416.77 KB
31/10/2018 ESMA35-43-1397 CFD Renewal Decision Notice MiFID - Investor Protection Decision PDF
101.55 KB		 enenenenenenenenenenenenenenenenenenenenenen
11/10/2018 ESMA70-155-5905 Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits Board of Supervisors, MiFID - Secondary Markets Decision PDF
222.28 KB
11/10/2018 ESMA70-155-5775 Delegation third country TV post trade transparency Board of Supervisors, MiFID - Secondary Markets Decision PDF
219.76 KB
26/09/2018 BoA D 2018 02 Decision in an Appeal by B. against a decision of the European Securities and Markets Authority Board of Appeal Decision PDF
382.53 KB
30/04/2018 BoA 2018-01 Decision in an appeal by A v ESMA Board of Appeal, Joint Committee Decision PDF
392.62 KB
12/02/2018 ESMA50-164-1284 ESA warning on virtual currencies Joint Committee, MiFID - Investor Protection Investor Warning PDF
563.64 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
20/07/2017 BoA 2017 01 FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision Board of Appeal, Credit Rating Agencies Decision PDF
693 KB
25/07/2016 2016/1166 Warning about CFDs, binary options and other speculative products MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
149.13 KB
26/01/2016 BOA 2016 001 BoA 2016- 001 (Decision Kluge v EBA) Board of Appeal Decision PDF
196.32 KB
14/08/2015 BOA/2015/001 Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) Joint Committee, Board of Appeal Decision PDF
147.78 KB
02/12/2014 2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision PDF
229.85 KB		 The Joint Board of Appeal of the ESAs decides on the inadmissibility of an appeal brought by IPE sprl, a company based in Brussels, against a decision by ESMAThe Joint Board of Appeal of the European Supervisory Authorities published today its decision in an appeal brought by Investor Protection Europe (IPE) sprl, a company based in Brussels, against a decision of the European Securities and Markets Authority (ESMA) of 10 June 2014 not to initiate an investigation under Article 17 of the ESMA Regulation regarding an alleged breach of Union law by the Commission de Surveillance du Secteur Financier of Luxembourg.  The Board of Appeal unanimously decided that the appeal was inadmissible, and in the light of that decision, did not consider the substance of IPE’s complaint.
17/07/2014 2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision PDF
368.94 KB		 The Joint Board of Appeal of the European Supervisory Authorities (the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) published its decision in an appeal brought by SV Capital OÜ, an Estonian company, against a decision of the EBA. This was the second appeal to be considered by the Board of Appeal in this matter between the same parties concerning the question whether the suitability of the managers of a significant branch of a bank raised a question of Union law. Following the Board of Appeal’s affirmative decision of 24 June 2013, the appellant requested the EBA to initiate an investigation against the Estonian and Finnish Financial Supervision Authorities because their alleged failure to take action in respect of individuals in the Estonian branch of Nordea Bank Finland PLC whom it was alleged were not fit and proper persons to be key function holders in the bank. The EBA decided that it would not initiate an investigation.  The Board of Appeal decided that the EBA had been right to raise the matter with the national supervisors, but that having done so, it was entitled to take no further action in the light of their responses. The Board accordingly dismissed the appellant’s appeal against the EBA’s decision.
07/02/2014 2014/154 SV Risker med att investera i komplexa produkter MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
468.78 KB
07/02/2014 2014/154 ES Riesgos de las inversiones en productos complejos MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
331.22 KB
07/02/2014 2014/154 SL Tveganja, ki jih prinašajo naložbe v kompleksne produkte MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
564.53 KB

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