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Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
11/12/2019	ESMA70-156-1535	Final Report amending ITS on main indices and recognised exchanges under CRR	MiFID - Secondary Markets	Technical Standards	PDF 736.79 KB
31/01/2019	ESMA35-43-1562	CFD Renewal Decision (2) Notice	MiFID - Investor Protection	Decision	PDF 103.92 KB				encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv
21/12/2018	ESMA35-43-1533	ESMA35-43-1533 Binary Options Renewal Decision Notice	MiFID - Investor Protection	Decision	PDF 83.04 KB				enenenenfrenelenethrhuitltlvmtnlplptroskslsv
31/10/2018	ESMA35-43-1397	CFD Renewal Decision Notice	MiFID - Investor Protection	Decision	PDF 101.55 KB				enenenenenenenenenenenenenenenenenenenenenen
11/10/2018	ESMA70-155-5905	Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits	Board of Supervisors, MiFID - Secondary Markets	Decision	PDF 222.28 KB
11/10/2018	ESMA70-155-5775	Delegation third country TV post trade transparency	Board of Supervisors, MiFID - Secondary Markets	Decision	PDF 219.76 KB
21/09/2018	esma70-156-769	ESMA opinion on MiFID II RTS 1	MiFID - Secondary Markets	Technical Standards	PDF 645.02 KB
30/04/2018	BoA 2018-01	Decision in an appeal by A v ESMA	Board of Appeal, Joint Committee	Decision	PDF 392.62 KB
28/02/2017	ESMA70-872942901-21 - annex	Final Draft RTS on packaged orders	MiFID - Secondary Markets	Technical Standards	PDF 334.25 KB
09/02/2017	ESMA70-872942901-3	Revised ESMA draft MiFID ITS — position reporting of commodity derivatives	MiFID - Secondary Markets	Technical Standards	PDF 184.48 KB
28/09/2015	2015-ESMA-1464 Annex I	2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR	MiFID - Secondary Markets	Technical Standards	PDF 2.85 MB
28/09/2015	2015-ESMA-1464	Final Report- draft RTS and ITS on MIFID II and MiFIR	MiFID - Secondary Markets	Technical Standards	PDF 2.74 MB
14/08/2015	BOA/2015/001	Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002)	Joint Committee, Board of Appeal	Decision	PDF 147.78 KB
30/06/2015	2015/1006	Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities	MiFID - Investor Protection	Technical Standards	PDF 357.16 KB
23/12/2014	JC/2014/092	Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive	Joint Committee	Technical Standards	PDF 819.76 KB
19/12/2014	2014/1571	Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation	MiFID - Secondary Markets	Technical Standards	PDF 281.16 KB		The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision.
02/12/2014	2014/BOA/05	Decision by the ESA BoA concerning Investor Protection Europe sprl	Joint Committee, Board of Appeal	Decision	PDF 229.85 KB		The Joint Board of Appeal of the ESAs decides on the inadmissibility of an appeal brought by IPE sprl, a company based in Brussels, against a decision by ESMAThe Joint Board of Appeal of the European Supervisory Authorities published today its decision in an appeal brought by Investor Protection Europe (IPE) sprl, a company based in Brussels, against a decision of the European Securities and Markets Authority (ESMA) of 10 June 2014 not to initiate an investigation under Article 17 of the ESMA Regulation regarding an alleged breach of Union law by the Commission de Surveillance du Secteur Financier of Luxembourg. The Board of Appeal unanimously decided that the appeal was inadmissible, and in the light of that decision, did not consider the substance of IPE’s complaint.
17/07/2014	2014/C1/02	Board of Appeal Decision	Joint Committee, Board of Appeal	Decision	PDF 368.94 KB		The Joint Board of Appeal of the European Supervisory Authorities (the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) published its decision in an appeal brought by SV Capital OÜ, an Estonian company, against a decision of the EBA. This was the second appeal to be considered by the Board of Appeal in this matter between the same parties concerning the question whether the suitability of the managers of a significant branch of a bank raised a question of Union law. Following the Board of Appeal’s affirmative decision of 24 June 2013, the appellant requested the EBA to initiate an investigation against the Estonian and Finnish Financial Supervision Authorities because their alleged failure to take action in respect of individuals in the Estonian branch of Nordea Bank Finland PLC whom it was alleged were not fit and proper persons to be key function holders in the bank. The EBA decided that it would not initiate an investigation. The Board of Appeal decided that the EBA had been right to raise the matter with the national supervisors, but that having done so, it was entitled to take no further action in the light of their responses. The Board accordingly dismissed the appellant’s appeal against the EBA’s decision.
13/01/2014	BoA 2013-014	Board of Appeal Decision Global Private Rating Company v. ESMA	Joint Committee, Board of Appeal	Decision	PDF 361.96 KB		Board of Appeal of the European Supervisory Authorities dismisses appeal made by a refused CRA-applicant against ESMA On 10 January 2014, the Board of Appeal of the European Supervisory Authorities handed down its decision on an appeal by the appellant, Global Private Rating Company “Standard Rating” Ltd, against the refusal by the European Securities and Markets Authority (ESMA) to register it as a credit rating agency. This is the first appeal against a decision by ESMA refusing an applicant registration as a credit rating agency. The Board of Appeal unanimously decided that the appeal should be dismissed, and that ESMA’s refusal decision should be confirmed. It stated that it accepted the appellant’s point that the registration of a credit rating agency by ESMA is a new process, and recognised that the procedures will to an extent take time fully to work out. Nevertheless, because of the responsibilities placed on credit rating agencies and their importance in the financial system generally, it considered that the onus must be on an applicant to satisfy ESMA that the relevant requirements are met. The application and its contents must be very clear, and it is not ESMA’s responsibility as regulator to remedy deficiencies.
29/07/2013	JC 2013/01	Final Draft Regulatory Technical Standards	Joint Committee	Technical Standards	PDF 1.17 MB