ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/09/2019 | ESMA50-165-8 | ESMA report on trends, risks and vulnerabilities no.2 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.31 MB |
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| 11/06/2019 | ESMA70-156-1035 | Final report_Call for evidence Periodic Auctions | MiFID - Secondary Markets | Final Report | PDF 798 KB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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| 28/02/2019 | ESMA50-165-737 | ESMA report on trends, risks and vulnerabilities no. 1 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.24 MB |
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| 08/01/2019 | ESMA33-128-557 | Final report on draft technical standards on cooperation, exchange of information and notification between competent authorities and ESMA, the EBA and EIOPA under the Securitisation Regulation | Securitisation | Final Report | PDF 609.03 KB |
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| 14/12/2018 | ESMA70-156-834 | Final report on the proposed amendments to RTS 11 | MiFID - Secondary Markets | Final Report | PDF 445.64 KB |
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| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
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| 13/11/2018 | ESMA33-128-488 | Final Report Repositories Technical Standards | Securitisation | Final Report | PDF 1.55 MB |
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| 06/09/2018 | ESMA 50-165-632 | ESMA report on trends, risks and vulnerabilities 2, 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.7 MB |
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| 22/08/2018 | ESMA33-128-474 | Final Report on Technical standards on disclosure requirements under the Securitisation Regulation | Securitisation | Final Report | PDF 3.12 MB |
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| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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| 26/03/2018 | ESMA70-156-354 | Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) | MiFID - Secondary Markets | Final Report | PDF 434.94 KB |
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| 20/03/2018 | ESMA50-165-538 | ESMA report on trends, risks and vulnerabilities 1, 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.24 MB |
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| 29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
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| 06/11/2017 | ESMA50-165-416 | Report on Trends, Risks and Vulnerabilities No.2 2017- correction | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.89 MB |
ERRATUM - In TRV 2 2017, p.39 table V.3, the values in the last four rows of column five were accidentally misreported. For this reason, ESMA now provides a corrected version, including the corrected values and a footnote pointing to the initial mistake. |
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| 28/09/2017 | ESMA70-154-266 | Guidelines on the management body of market operators and data reporting service providers | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 546.29 KB |
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| 02/06/2017 | ESMA35-43-620 | Final report on guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Final Report | PDF 713.52 KB |
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| 06/04/2017 | ESMA70-872942901-17 | Final report on Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II | MiFID - Secondary Markets | Final Report | PDF 887.97 KB |
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| 20/03/2017 | ESMA50-165-279 | Report on Trends, Risks and Vulnerabilities No.1, 2017 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.73 MB |
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| 10/10/2016 | 2016/1451 | Final Report- Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 388.3 KB |