ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
717
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Securitisation X Securities Financing Transactions X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/05/2021 ESMA70-156-4233 Response form Response form- Consultation Paper on the RTS 2 Annual Review Reference DOCX
768.94 KB
12/05/2021 ESMA70-156-4233 Consultation Paper- Annual RTS 2 Review 2021 Consultation Paper PDF
445.2 KB
15/04/2021 ESMA71-99-1651 ESMA highlights need for increased efforts on EMIR and SFTR data quality , , , Press Release PDF
85.72 KB
15/04/2021 ESMA80-193-1713 EMIR and SFTR data quality report 2020 , , , Final Report PDF
791.94 KB
13/04/2021 ESMA74-362-1934 Updated LEI statement SFTR , , Statement PDF
128.32 KB
08/04/2021 ESMA70-156-4225 MiFID II final report on functioning of OTF Final Report PDF
548.44 KB
06/04/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
327.76 KB
06/04/2021 ESMA70-872942901-38 esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics Q&A PDF
486.47 KB
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
31/03/2021 ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Statement PDF
78.5 KB
30/03/2021 ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data , Final Report PDF
1004.75 KB
29/03/2021 ESMA74-362-1937 response form- Technical Advice on simplification TR fees under SFTR and EMIR , Reference DOCX
757.95 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
29/03/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
883 KB
29/03/2021 ESMA70-151-2838 Guidelines on Reporting Under SFTR Final Report PDF
3.21 MB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
26/03/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Q&A PDF
279.8 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR , Opinion PDF
339.91 KB
19/03/2021 ESMA70-154-2365 Statement Non significant liquidity provision Statement PDF
80.99 KB
08/03/2021 Position Limits Position Limits Opinion XLSX
58.52 KB
08/03/2021 ESMA70-155-11742 OPINION on position limits on PXE Czech Financial Baseload contracts Opinion PDF
279.96 KB

Pages