ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/07/2020 ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
744.01 KB
31/07/2020 ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
711.12 KB
30/06/2020 ESMA22-106-2273 SMSG advice peer review SMSG Advice PDF
225.96 KB
06/05/2020 ESMA70-156-2061 Consultation paper on SME GMs under MiFID II and MAR Consultation Paper PDF
1.08 MB
29/04/2020 ESMA22-106-2365 SMSG advice Inv services third country SMSG Advice PDF
163.99 KB
23/04/2020 ESMA22-106-2354 SMSG advice on Equity Transparency SMSG Advice PDF
111.61 KB
23/04/2020 ESMA22-106-2355 SMSG advice on Systemic Internalisers SMSG Advice PDF
127.18 KB
23/03/2020 ESMA22-106-2149 SMSG own initiative report on measures relating to the Covid-19 crisis SMSG Advice PDF
182.56 KB
31/01/2020 ESMA35-43-2131 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Consultation Paper PDF
1.23 MB
21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID , SMSG Advice PDF
426.62 KB
17/01/2020 ESMA 33-128-827 Guidelines on securitisation repository data completeness and consistency thresholds Consultation Paper PDF
694.01 KB
20/12/2019 SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review SMSG Advice PDF
283.55 KB
12/12/2019 ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report SMSG Advice PDF
232.25 KB
15/11/2019 ESMA22-106-2008 SMSG advice on UCITS performance fees SMSG Advice PDF
154.89 KB
15/11/2019 ESMA22-106-2007 SMSG advice on product intervention SMSG Advice PDF
278.26 KB
06/11/2019 ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function SMSG Advice PDF
212.25 KB
05/11/2019 ESMA70-156-1484 Consultation Paper on Position Limits Consultation Paper PDF
549.2 KB
28/10/2019 ESMA22-106-1991 SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements SMSG Advice PDF
132.03 KB
04/10/2019 ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit , Consultation Paper PDF
270.97 KB
03/10/2019 ESMA70-156-1459 Consultation paper MAR review Consultation Paper PDF
1017.98 KB

Pages