ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
25/05/2020 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
44.03 KB
15/05/2020 ESMA22-106-2359 Summary of Conclusions Board of Supervisors conference call- 22 April 2020 Summary of Conclusions PDF
178.35 KB
15/05/2020 ESMA22-106-2343 Summary of Conclusions Board of Supervisors conference call- 15 April 2020 Summary of Conclusions PDF
171.42 KB
15/05/2020 ESMA22-106-2298 Summary of Conclusions Board of Supervisors conference call- 8 April 2020 Summary of Conclusions PDF
183.02 KB
15/05/2020 ESMA22-106-2288 Summary of Conclusions Board of Supervisors conference call- 26 March 2020 Summary of Conclusions PDF
122.01 KB
15/05/2020 ESMA22-106-2277 Summary of Conclusions Board of Supervisors conference call- 1 April 2020 Summary of Conclusions PDF
155.69 KB
07/05/2020 ESMA22-106-2274 Summary of Conclusions Board of Supervisors conference call- 1 April 2020 Summary of Conclusions PDF
176.21 KB
07/05/2020 ESMA22-106-2269 Summary of Conclusions Board of Supervisors conference call- 26 March 2020 Summary of Conclusions PDF
326.16 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA70-156-2061 Consultation paper on SME GMs under MiFID II and MAR Consultation Paper PDF
1.08 MB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
30/04/2020 ESMA22-106-2150 Summary of Conclusions Board of Supervisors conference call- 20 March 2020 Summary of Conclusions PDF
182.47 KB
30/04/2020 ESMA22-106-2146 Summary of Conclusions Board of Supervisors conference call- 18 March 2020 Summary of Conclusions PDF
147.09 KB
30/04/2020 ESMA22-106-2136 Summary of Conclusions Board of Supervisors conference call- 16 March 2020 Summary of Conclusions PDF
182.1 KB
30/04/2020 ESMA22-106-2133 Summary of Conclusions Board of Supervisors conference call- 13 March 2020 Summary of Conclusions PDF
129.85 KB
17/04/2020 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
553.56 KB
15/04/2020 ESMA70-155-9845 Opinion on CNMV emergency measure under the SSR , , Opinion PDF
302.98 KB
15/04/2020 ESMA70-155-9848 Opinion on FMA emergency measure under the SSR , , Opinion PDF
432.15 KB
15/04/2020 ESMA70-155-9854 Opinion on AMF emergency measure under the SSR , , Opinion PDF
304.63 KB

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