ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 17/05/2011 | 2011/144 | Final advice- ESMA´s Technical Advice to the Commission on Fees for CRAs | Credit Rating Agencies | Technical Advice | PDF 1.72 MB |
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| 03/02/2016 | 2016/BS/2rev1 | SoC Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 212.94 KB |
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| 21/10/2015 | 2015/BS/139rev | SoC Board of Supervisors- 9 July conference call | Board of Supervisors | Summary of Conclusions | PDF 147.59 KB |
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| 21/10/2015 | 2015/BS/168rev | SoC Board of Supervisors- conference call 31 August 2015 | Board of Supervisors | Summary of Conclusions | PDF 122.18 KB |
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| 12/12/2019 | ESMA22-106-2009 | SoC ESMA Board of Supervisors Conference call November 2019 | Board of Supervisors | Summary of Conclusions | PDF 136 KB |
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| 09/12/2019 | ESMA22-106-1980 | SoC ESMA Board of Supervisors October 2019 | Board of Supervisors | Summary of Conclusions | PDF 311 KB |
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| 21/10/2015 | 2015/BS/140 | SoC June 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 271.78 KB |
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| 17/12/2015 | 2015/BS/232rev | SoC November 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 279.1 KB |
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| 28/03/2019 | ESMA22-106-1685 | Summary of Conclusions Board of Supervisors call 5 March 2019 | Board of Supervisors | Summary of Conclusions | PDF 288.98 KB |
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| 01/06/2017 | ESMA22-106-209 | Summary of Conclusions Board of Supervisors Conference call 03/05/2017 | Board of Supervisors | Summary of Conclusions | PDF 185.2 KB |
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| 06/08/2019 | ESMA22-106-1868 | Summary of Conclusions Board of Supervisors Conference call 1 July 2019 | Board of Supervisors | Summary of Conclusions | PDF 115.69 KB |
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| 03/04/2018 | ESMA22-106-906 | Summary of Conclusions Board of Supervisors Conference call 1 March 2018 | Board of Supervisors | Summary of Conclusions | PDF 167.28 KB |
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| 19/06/2019 | ESMA22-106-1773 | Summary of Conclusions Board of Supervisors Conference call 10 April 2019 | Board of Supervisors | Summary of Conclusions | PDF 151.41 KB |
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| 20/06/2016 | 2016/BS/117rev1 | Summary of Conclusions Board of Supervisors Conference call 28/04/2016 | Board of Supervisors | Summary of Conclusions | PDF 208.82 KB |
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| 18/10/2019 | ESMA22-106-1929 | Summary of Conclusions Board of Supervisors Conference call 9 September 2019 | Board of Supervisors | Summary of Conclusions | PDF 197.84 KB |
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| 07/05/2020 | ESMA22-106-2274 | Summary of Conclusions Board of Supervisors conference call- 1 April 2020 | Board of Supervisors | Summary of Conclusions | PDF 176.21 KB |
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| 15/05/2020 | ESMA22-106-2277 | Summary of Conclusions Board of Supervisors conference call- 1 April 2020 | Board of Supervisors | Summary of Conclusions | PDF 155.69 KB |
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| 02/07/2020 | ESMA22-106-2600 | Summary of Conclusions Board of Supervisors conference call- 10 June 2020 | Board of Supervisors | Summary of Conclusions | PDF 169.74 KB |