ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
854
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securitisation filter Securitisation
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (586) Apply Guidelines and Technical standards filter
- Post Trading (307) Apply Post Trading filter
- Corporate Disclosure (297) Apply Corporate Disclosure filter
- Fund Management (290) Apply Fund Management filter
- Press Releases (278) Apply Press Releases filter
- Credit Rating Agencies (218) Apply Credit Rating Agencies filter
- Corporate Information (204) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (167) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Speeches (134) Apply Speeches filter
- Board of Supervisors (133) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (115) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (101) Apply IFRS Supervisory Convergence filter
- Management Board (95) Apply Management Board filter
- Supervisory convergence (76) Apply Supervisory convergence filter
- Short Selling (75) Apply Short Selling filter
- IAS Regulation (74) Apply IAS Regulation filter
- Procurement (73) Apply Procurement filter
- Market Abuse (70) Apply Market Abuse filter
- Prospectus (65) Apply Prospectus filter
- Innovation and Products (60) Apply Innovation and Products filter
- Planning reporting budget (49) Apply Planning reporting budget filter
- International cooperation (42) Apply International cooperation filter
- Benchmarks (38) Apply Benchmarks filter
- Brexit (38) Apply Brexit filter
- Transparency (27) Apply Transparency filter
- European Single Electronic Format (22) Apply European Single Electronic Format filter
- Audit (20) Apply Audit filter
- Corporate Finance (20) Apply Corporate Finance filter
- Board of Appeal (18) Apply Board of Appeal filter
- Corporate Governance (18) Apply Corporate Governance filter
- Trade Repositories (18) Apply Trade Repositories filter
- Careers (12) Apply Careers filter
- Securities Financing Transactions (11) Apply Securities Financing Transactions filter
- Sustainable finance (7) Apply Sustainable finance filter
- ITMG (3) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
- Trading (1) Apply Trading filter
Type of document
- Guidelines & Recommendations (157) Apply Guidelines & Recommendations filter
- Reference (155) Apply Reference filter
- Opinion (129) Apply Opinion filter
- Press Release (77) Apply Press Release filter
- Consultation Paper (70) Apply Consultation Paper filter
- Final Report (53) Apply Final Report filter
- Letter (37) Apply Letter filter
- Statement (37) Apply Statement filter
- Speech (27) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Report (20) Apply Report filter
- Compliance table (18) Apply Compliance table filter
- Q&A (13) Apply Q&A filter
- Decision (11) Apply Decision filter
- Technical Standards (10) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Technical Advice (5) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X MiFID II: Transparency Calculations and DVC X Securitisation X Joint Committee X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/12/2019 | ESMA71-99-1266 | Press release on joint GLs on cooperation and information exchange | Guidelines and Technical standards, Joint Committee, Press Releases | Press Release | PDF 206.03 KB |
||||
| 16/12/2019 | JC/2019/81 | Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions | Joint Committee | Guidelines & Recommendations | PDF 1.34 MB |
||||
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 06/12/2019 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.02 MB |
||||
| 05/12/2019 | ESMA70-872942901-38 | Q&A on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 564.06 KB |
||||
| 05/12/2019 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 965.74 KB |
||||
| 05/12/2019 | JC 2019 19 | The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral | Joint Committee, Post Trading | Statement | PDF 80.41 KB |
||||
| 05/12/2019 | JC 2019 20 | Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee, Post Trading | Final Report | PDF 430.3 KB |
||||
| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
||||
| 05/12/2019 | ESMA71-99-1248 | PR on MIFID II Review Report No. 1 | MiFID - Secondary Markets, Press Releases | Press Release | PDF 95.34 KB |
||||
| 04/12/2019 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1017.84 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |
||||
| 02/12/2019 | ESMA33-128-760 | Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 67.57 KB |
||||
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 15/11/2019 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.56 MB |
||||
| 05/11/2019 | esma70-156-1484 | Reply Form to Consultation on Position Limits | MiFID - Secondary Markets | Reference | DOCX 748.79 KB |
||||
| 05/11/2019 | ESMA70-156-1484 | Consultation Paper on Position Limits | MiFID - Secondary Markets | Consultation Paper | PDF 549.2 KB |
||||
| 24/10/2019 | JC-2019-64 | Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds | Fund Management, Joint Committee | Statement | PDF 802.39 KB |
||||
| 16/10/2019 | ESMA30-201-535 | Response form to consultation on amended PRIIPs KID | Fund Management, Joint Committee | Reference | DOCX 576.23 KB |