ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1131
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X MiFID II: Transparency Calculations and DVC X Planning reporting budget X Brexit X Post Trading X Corporate Governance X Market Integrity X Supervisory convergence X Trading X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/07/2020 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
103.54 KB
31/07/2020 ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
771.81 KB
31/07/2020 ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
710.32 KB
29/07/2020 ESMA65-8-5240 FIRDS- Instructions on access and download of full and delta reference data files , , , Reference PDF
349.16 KB
28/07/2020 ESMA70-155-10864 Annex to Position limit opinion Reference CSV
2.67 KB
28/07/2020 ESMA70-155-10587 Guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR Reference PDF
158.44 KB
28/07/2020 ESMA70-155-10816 Annex to Transparency Opinion Reference CSV
35.75 KB
28/07/2020 Ares(2020) 3761873 EC letter to ESMA on RTS on settlement discipline Letter PDF
140.84 KB
23/07/2020 ESMA70-156-3300 MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) Annual Report PDF
477 KB
16/07/2020 ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers Opinion PDF
309 KB
16/07/2020 ESMA71-99-1366 ESMA publishes its first Review Reports on the MiFIR transparency regime , Press Release PDF
171.59 KB
16/07/2020 ESMA71-99-1369 Timeline of upcoming MiFID II Review Reports ESMA pager Reference PDF
83.2 KB
16/07/2020 ESMA70-156-2756 MiFIDII MiFIR report on systematic internalisers Reference PDF
946.61 KB
16/07/2020 ESMA70-156-2682 MiFIDII MiFIR report on Transparency Equity DVC TOS Reference PDF
808.99 KB
15/07/2020 ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE , , Report PDF
285.02 KB
15/07/2020 ESMA71-99-1364 ESMA Statement on Assessment of German Financial Reporting Regime , , , Statement PDF
88.5 KB
13/07/2020 ESMA63-43-1653 ESMA Budget Amendment n.2 for 2020 Reference PDF
381.57 KB
13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Report PDF
563.38 KB
13/07/2020 ESMA70-151-3186 3rd EU-wide CCP Stress Test Report , Report PDF
5.94 MB
13/07/2020 ESMA70-151-3190 3rd EU-Wide CCP Stress Test FAQ , Reference DOCX
464.64 KB

Pages