ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
42
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Transparency filter Transparency
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Corporate Information (3) Apply Corporate Information filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Joint Committee (2) Apply Joint Committee filter
- Prospectus (2) Apply Prospectus filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Q&A filter Q&A
- Opinion (170) Apply Opinion filter
- Reference (160) Apply Reference filter
- Guidelines & Recommendations (116) Apply Guidelines & Recommendations filter
- Press Release (83) Apply Press Release filter
- Consultation Paper (72) Apply Consultation Paper filter
- Final Report (51) Apply Final Report filter
- Statement (41) Apply Statement filter
- Speech (35) Apply Speech filter
- Letter (32) Apply Letter filter
- Report (23) Apply Report filter
- Compliance table (19) Apply Compliance table filter
- Decision (14) Apply Decision filter
- Technical Standards (12) Apply Technical Standards filter
- Technical Advice (7) Apply Technical Advice filter
- Annual Report (6) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X European Single Electronic Format X Benchmarks X Short Selling X Transparency X Market Abuse X Q&A X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
| 07/02/2014 | 2014/154 LV | Ar ieguldījumiem sarežģītos produktos saistītie riski | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 435.59 KB |
||||
| 07/02/2014 | 2014/154 HU | Az összetett termékekbe történő befektetések kockázatai | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 384.08 KB |
||||
| 28/02/2013 | 2013/267 | Contracts for Difference (CFDs) | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 389.45 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 07/02/2014 | 2014/154 LT | Investavimo į sudėtingus produktus rizika | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 590.31 KB |
||||
| 07/02/2014 | 2014/154 MT | Ir-riskji li tinvesti fi prodotti kumplessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 554.57 KB |
||||
| 07/02/2014 | 2014/154 ET | Keerukatesse toodetesse investeerimisega kaasnevad riskid | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 401.62 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 07/02/2014 | 2014/154 FI | Monimutkaisiin tuotteisiin sijoittamisen riskit | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 414.7 KB |
||||
| 07/02/2014 | 2014/154 PT | Os riscos de investir em produtos complexos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 373 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
||||
| 29/05/2020 | ESMA70-872942901-38 | Q&A on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 537.51 KB |
||||
| 29/05/2020 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1004.2 KB |
||||
| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
| 11/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 500.44 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |