ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/06/2020 ESMA32-60-607 Final report on draft RTS including 2020 update RTS on ESEF Final Report PDF
6.21 MB
17/06/2020 ESMA33-128-777 List of designated competent authorities under Securitisation Regulation Reference PDF
436.17 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
11/06/2020 ESMA70-156-3070 Statement_Access ETDs , , Statement PDF
112.54 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
03/06/2020 ESMA70-156-112 Opinion on third-country trading venues for the purpose of position limits under MiFID II Opinion PDF
100.23 KB
03/06/2020 ESMA70-154-165 Opinion on third-country trading venues for the purpose of transparency under MiFID II / MiFIR Opinion PDF
103.14 KB
29/05/2020 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Q&A PDF
952 KB
29/05/2020 ESMA70-872942901-38 Q&A on MiFID II and MiFIR market structures topics Q&A PDF
537.51 KB
28/05/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1014.59 KB
28/05/2020 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.19 MB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA70-156-2061 Consultation paper on SME GMs under MiFID II and MAR Consultation Paper PDF
1.08 MB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
09/04/2020 ESMA70-155-9817 ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds , , Statement PDF
94.58 KB
08/04/2020 ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Opinion PDF
110.81 KB
08/04/2020 ESMA35-43-2321 ESMA opinion under article 43(2) MiFIR (HU_CFD) Opinion PDF
113.32 KB
06/04/2020 ESMA71-99-1301 ESMA report stresses impact of costs on retail investor benefits , , Press Release PDF
109.54 KB

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