ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | ESMA74-362-824 | Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit | Board of Supervisors, Post Trading | Final Report | PDF 3.07 MB |
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| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 15/07/2020 | ESMA31-62-1426 | ESMA Guidelines on disclosure requirements under the Prospectus Regulation | Prospectus | Final Report | PDF 1.41 MB |
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| 18/06/2020 | ESMA32-60-607 | Final report on draft RTS including 2020 update RTS on ESEF | European Single Electronic Format | Final Report | PDF 6.21 MB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 13/05/2020 | ESMA80-189-6982 | EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges | COVID-19, Credit Rating Agencies | Final Report | PDF 436.43 KB |
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| 03/04/2020 | ESMA34-39-968 | Final report- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards | Final Report | PDF 483.83 KB |
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| 01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |
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| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
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| 04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
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| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
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| 08/10/2019 | ESMA70-145-457 | Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse | Market Abuse | Final Report | PDF 409.3 KB |
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| 18/07/2019 | ESMA33-9-320 | Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 336.63 KB |
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| 11/06/2019 | ESMA70-156-1035 | Final report_Call for evidence Periodic Auctions | MiFID - Secondary Markets | Final Report | PDF 798 KB |
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| 07/06/2019 | ESMA32-60-474 | Draft RTS amending Delegated Regulation (EU) 2018/815 on the updates of the taxonomy to be used for the ESEF | Corporate Disclosure, European Single Electronic Format | Final Report | PDF 6.5 MB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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| 29/03/2019 | ESMA31-62-1207 | Final Report on technical advice under prospectus exemption | Prospectus | Final Report | PDF 862.94 KB |