ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
28/05/2020 ESMA22-106-2387 Summary of Conclusions Management Board meeting 5 May 2020 Summary of Conclusions PDF
108.67 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
29/04/2020 ESMA22-106-2196 Summary of Conclusions Management Board meeting 24 March 2020 Summary of Conclusions PDF
105.06 KB
01/04/2020 ESMA70-156-2311 MiFID II Review Report on position limits and position management , Final Report PDF
591.78 KB
13/03/2020 ESMA22-106-2094 Summary of Conclusions Management Board meeting 28 January 2020 Summary of Conclusions PDF
144.47 KB
11/03/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
127.63 KB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
173.19 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
162.94 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
03/01/2020 ESMA22-106-2024 SoC ESMA Management Board December 2019 Summary of Conclusions PDF
139.66 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
273.01 KB
06/11/2019 ESMA22-106-1988 SoC ESMA Management Board October 2019 Summary of Conclusions PDF
134.87 KB
06/09/2019 ESMA22-106-1899 SoC July 2019 Management Board Summary of Conclusions PDF
192.16 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
103.79 KB
26/06/2019 ESMA22-106-1817 Summary of Conclusions Management Board meeting 22 May 2019 Summary of Conclusions PDF
105.84 KB
20/06/2019 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
117.21 KB
11/06/2019 ESMA70-156-1035 Final report_Call for evidence Periodic Auctions Final Report PDF
798 KB
03/05/2019 ESMA35-43-1737 Final report on integrating sustainability risks and factors in the MIFID II , , Final Report PDF
371.73 KB
24/04/2019 ESMA22-106-1708 Summary of Conclusions Management Board meeting 25 March 2019 Summary of Conclusions PDF
234.83 KB

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