ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/02/2020 ESMA42-646012687-331 ESMA Guidelines , Reference PDF
466.17 KB
11/02/2020 ESMA41-140-79 Technical standards , Reference XLSX
116.4 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
13/01/2020 ESMA31-62-1409 Compliance table GLs on Risk factors Reference PDF
144.99 KB
10/01/2020 ESMA70-156-2187 Public Statement BMR transitional period- pending applications Reference PDF
242.31 KB
06/01/2020 ESMA74-362-388 LEI statement SFTR Reference PDF
105.88 KB
03/01/2020 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
583.21 KB
03/01/2020 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
43.53 KB
11/12/2019 ESMA70-154-1504 Briefing BMR Recognition application Reference PDF
91.65 KB
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Reference PDF
283.48 KB
02/12/2019 esma31-62-1193 List of prospectus thresholds , , Reference PDF
217.26 KB
15/11/2019 ESMA20-92-134 ESMA Staff Stakeholder contacts in the third quarter 2019 Reference PDF
160.86 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
31/10/2019 ESMA03-169-55 2019 Calendar of the Chair and Executive Director of ESMA Reference PDF
232.13 KB
20/10/2019 ES IC1 ESMA-ASIC MoU on BMR Reference PDF
368.11 KB
09/10/2019 ESMA iBox ESMA Visitor Handbook Reference PDF
716.57 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme , , , Reference PDF
543.97 KB
13/08/2019 ESMA20-92-130 ESMA Staff Stakeholder contacts in the Second Quarter 2019 Reference PDF
163.57 KB

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