ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/02/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
128 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
11/02/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
163.02 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
04/02/2020 ESMA70-156-2188rf Reply_form_CP_MiFID_EQT_REVIEW Reference DOCX
778.67 KB
03/02/2020 ESMA70-156-2347 Response form- CP on MiFIR report on SI Reference DOCX
755.71 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
28/01/2020 ESMA70-151-889 CSD Register Reference PDF
899.6 KB
21/01/2020 ESMA70-708036281-159 Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) Reference PDF
155.19 KB
10/01/2020 ESMA70-156-2187 Public Statement BMR transitional period- pending applications Reference PDF
242.31 KB
11/12/2019 ESMA70-154-1504 Briefing BMR Recognition application Reference PDF
91.65 KB
05/12/2019 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Reference PDF
386.33 KB
02/12/2019 ESMA33-128-760 Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 Reference XLSX
73.31 KB
12/11/2019 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Reference PDF
352.96 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
20/10/2019 ES IC1 ESMA-ASIC MoU on BMR Reference PDF
368.11 KB
07/10/2019 ESMA70-151-2766 Designated Authorities to notify opening of insolvency proceedings Reference PDF
303.92 KB
07/10/2019 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Reference PDF
489.91 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB
04/10/2019 ESMA70-151-2758 Response Form- CP FRANDT Reference DOCX
747.41 KB

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