ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
204
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Benchmarks X Trading X Supervisory convergence X CESR Archive X Board of Appeal X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/02/2020 BOA/2012/005 Form of notice of appeal Reference PDF
125.97 KB

This form should be used for all appeals to the Board of Appeal

11/02/2020 BoA/2019/05 Guidelines on appeal proceedings Reference PDF
121.66 KB
11/02/2020 BoA/2019/04 Rules of Procedure for the Board of Appeal Reference PDF
409.64 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
04/02/2020 ESMA70-156-2188rf Reply_form_CP_MiFID_EQT_REVIEW Reference DOCX
778.67 KB
03/02/2020 ESMA70-156-2347 Response form- CP on MiFIR report on SI Reference DOCX
755.71 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
10/01/2020 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
84.79 KB
10/01/2020 ESMA70-156-2187 Public Statement BMR transitional period- pending applications Reference PDF
242.31 KB
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet , , Reference PDF
122.09 KB
11/12/2019 ESMA70-154-1504 Briefing BMR Recognition application Reference PDF
91.65 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
20/10/2019 ES IC1 ESMA-ASIC MoU on BMR Reference PDF
368.11 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB
06/08/2019 ESMA74-361-75 Call for interest DAG members , Reference PDF
167.88 KB
12/07/2019 ESMA70-156-1471 Response Form- CP review report_cost of market data and consolidated tape equity Reference DOCX
757 KB
04/06/2019 ESMA35-30-658 ESMA35-30-658 IPISC CWG CALL FOR INTEREST Reference PDF
162.62 KB
24/05/2019 ESMA Reply_form_CP_CRR_ITS Reference DOCX
774.81 KB
24/05/2019 ESMA70-156-1101 Reply Form Position Limits Reference DOCX
751.26 KB
24/05/2019 ESMA70-156-1101 Reply Form Position Limits Reference DOCX
751.26 KB

Pages