ESMA LIBRARY
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MiFID - Investor Protection X MiFID - Secondary Markets X Planning reporting budget X Audit X Final Report X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
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| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
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| 11/06/2019 | ESMA70-156-1035 | Final report_Call for evidence Periodic Auctions | MiFID - Secondary Markets | Final Report | PDF 798 KB |
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| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
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| 06/05/2019 | ESMA/2016/990 | Report on budgetary and financial management 2015 | Corporate Information, Planning reporting budget | Report | PDF 544.34 KB |
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| 06/05/2019 | ESMA02-1733218672-745 | Report on budgetary and financial management 2016 | Corporate Information, Planning reporting budget | Report | PDF 548.5 KB |
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| 06/05/2019 | ESMA02-91-1958 | Report on budgetary and financial management 2017 | Corporate Information, Planning reporting budget | Report | PDF 546.02 KB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
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| 14/12/2018 | ESMA70-156-834 | Final report on the proposed amendments to RTS 11 | MiFID - Secondary Markets | Final Report | PDF 445.64 KB |
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| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
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| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
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| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
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| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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| 26/03/2018 | ESMA70-156-354 | Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) | MiFID - Secondary Markets | Final Report | PDF 434.94 KB |
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| 29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
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| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
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| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
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| 28/09/2017 | ESMA70-154-266 | Guidelines on the management body of market operators and data reporting service providers | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 546.29 KB |
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| 02/06/2017 | ESMA35-43-620 | Final report on guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Final Report | PDF 713.52 KB |