ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/03/2021 | ESMA22-106-3216 | Summary of conclusions SMSG- 9 February 2021 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 108.05 KB |
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| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
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| 11/02/2021 | ESMA22-106-3123 | Summary of conclusions SMSG 17 December 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 103.5 KB |
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| 04/02/2021 | ESMA22-106-3107 | Summary of Conclusions Board of supervisors-SMSG- 17 December 2020 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 119.06 KB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
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| 22/12/2020 | ESMA22-106-2934 | SMSG Summary of Conclusions 1 October 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 104.05 KB |
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| 05/10/2020 | ESMA22-106-2788 | SMSG Summary of Conclusions 9 July 2020 | Corporate Information, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 158.28 KB |
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| 29/06/2020 | ESMA22-106-2598 | SMSG Summary of Conclusions 6 May 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 170.4 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.38 KB |
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| 07/04/2020 | ESMA22-106-2144 | SMSG Summary of Conclusions 5 February 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 224.67 KB |
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| 10/03/2020 | ESMA22-106-2123 | Summary of Conclusions Joint BoS and SMSG meeting 4 December 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 95.58 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
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| 10/09/2019 | ESMA22-106-1926 | Summary of Conclusions SMSG meeting 12 July 2019 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 157.68 KB |
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| 10/09/2019 | ESMA22-106-1925 | Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 95.54 KB |
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| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
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| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
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| 17/05/2019 | ESMA22-106-1780 | Summary of Conclusions SMSG meeting 11 April 2019 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.44 KB |