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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|27/11/2020||ESMA70-156-300||Public Register for the Trading Obligation for derivatives under MiFIR||MiFID - Secondary Markets||Reference||PDF
|26/11/2020||ESMA74-362-991||Response Form CP DRSP Fees||Post Trading, Supervisory convergence, Trading||Reference||DOCX
|26/11/2020||ESMA74-362-991||Reponse form CP DRSP Criteria for Derogation||Supervisory convergence, Trading||Reference||DOCX
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||ESMA70-151-2767||Designated Payment and Securities Settlement Systems||Post Trading||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/11/2020||ESMA70-155-4809||List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR||MiFID - Secondary Markets||Reference||PDF
|10/11/2020||ESMA70-708036281-159||Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs)||Post Trading||Reference||PDF
|06/11/2020||ESMA70-155-10587||Guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR||Trading||Reference||PDF
|06/11/2020||ESMA70-155-10816||Annex to Transparency Opinion||Trading||Reference||CSV
|06/11/2020||ESMA70-156-3882||Response Form CP Guidelines on market data||MiFID - Secondary Markets||Reference||DOCX
|04/11/2020||ESMA70-151-995||Key relevant provisions of the corporate or similar law of a Member State, under which securities are constituted||Post Trading||Reference||PDF
|27/10/2020||ESMA70-155-10864||Annex to Position Limits Opinion||Trading||Reference||CSV
|22/10/2020||ESMA70-151-889||CSD Register||Post Trading||Reference||PDF
|13/10/2020||ESMA70-148-523||List of Central Counterparties authorised to offer services and activities in the Union||Post Trading||Reference||PDF
|13/10/2020||ESMA70-708036281-176||Public Register for the Clearing Obligation under EMIR||Post Trading||Reference||PDF
|08/10/2020||ESMA70-156-3430||Call for Evidence_RTS 1 and RTS 2 Review||Trading||Reference||XLSX
|07/10/2020||ESMA63-43-1728||ESMA Budget Amendment n.3 for 2020||Planning reporting budget||Reference||PDF
|29/09/2020||ESMA74-362-887||Response form- CP MiFID II MiFIR review transaction reporting reference data||MiFID - Secondary Markets||Reference||DOCX