ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.06 KB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 129.28 KB |
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| 08/01/2021 | ESMA22-106-2952 | Summary of Conclusions Management Board Meeting 13 October 2020 | Management Board | Summary of Conclusions | PDF 97.46 KB |
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| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 113.46 KB |
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| 09/11/2020 | ESMA22-106-2883 | Summary of Conclusions Management Board meeting 17 September 2020 | Management Board | Summary of Conclusions | PDF 124.02 KB |
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| 21/08/2020 | ESMA22-106-2477 | Summary of conclusions Management Board meeting- 7 July 2020 | Management Board | Summary of Conclusions | PDF 164.93 KB |
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| 15/07/2020 | ESMA22-106-2415 | SoC Management Board- 27 May 2020 | Management Board | Summary of Conclusions | PDF 178.96 KB |
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| 28/05/2020 | ESMA22-106-2387 | Summary of Conclusions Management Board meeting 5 May 2020 | Management Board | Summary of Conclusions | PDF 108.67 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
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| 29/04/2020 | ESMA22-106-2196 | Summary of Conclusions Management Board meeting 24 March 2020 | Management Board | Summary of Conclusions | PDF 105.06 KB |
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| 13/03/2020 | ESMA22-106-2094 | Summary of Conclusions Management Board meeting 28 January 2020 | Management Board | Summary of Conclusions | PDF 144.47 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
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| 03/01/2020 | ESMA22-106-2024 | SoC ESMA Management Board December 2019 | Management Board | Summary of Conclusions | PDF 139.66 KB |
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| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |
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| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.13 KB |
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| 06/11/2019 | ESMA22-106-1988 | SoC ESMA Management Board October 2019 | Management Board | Summary of Conclusions | PDF 134.87 KB |