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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/09/2000 00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission MiFID - Secondary Markets Final Report PDF
84.28 KB		 Alternative Trading Systems (ATS) offer electronic securities trading facilities outside the traditional trading channels. An expert group chaired by Howard Davies, Chairman of the UK FSA, has studied the impact of such systems in depth. The group has prepared a comprehensive report identifying and assessing the benefits and risks associated with the emergence of ATS and analysing the current regulatory treatment of such systems, within Europe and elsewhere. The report proposes both a short term and a long term option for a harmonised regulatory treatment of such systems in Europe.The paper was submitted to the European Commission as FESCO"s contribution to the preparation of the forthcoming Green Paper on possible amendments to the Investment Services Directive. The Green Paper will shortly be published as a basis for consultation with Member States, the financial services industry and other interested parties. However, the FESCO paper noted that, while the Green Paper on the ISD might be the catalyst for a far-reaching review of the regulatory approach to ATS, it would not provide a short-term solution. Accordingly, FESCO proposed that the short-term solution should take the form of a set of additional regulatory requirements for ATS operating as investment firms.FESCO will be working on proposals for what those additional regulatory requirements might be over the next six months, with a view to producing a consultation paper in the first half of 2001. This consultation paper will provide an opportunity for interested parties to comment in detail on the FESCO proposals. If, however, in the meantime interested parties have any specific comments on the possible additional regulatory requirements identified in paragraph 71 of the September paper, they should make these known to the Secretariat of FESCO via the following e-mail address: fdankers@europefesco.org
06/07/2012 2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, MiFID - Investor Protection Final Report PDF
444.15 KB
28/02/2013 2013/267 Contracts for Difference (CFDs) MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
389.45 KB
24/04/2014 2013/922 Compliance table- suitability guidelines MiFID - Investor Protection, Guidelines and Technical standards Compliance table PDF
74.33 KB
24/04/2014 2013/923 Compliance table- compliance guidelines Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
100.87 KB
07/10/2014 2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) MiFID - Investor Protection Compliance table PDF
122.41 KB
07/02/2014 2014/154 Risks of investing in complex products MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
404.08 KB
07/02/2014 2014/154 BG Рискове от инвестиране в комплексни продукти MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
287.57 KB
07/02/2014 2014/154 CS Rizika investování do složitých produktů MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
501.58 KB
07/02/2014 2014/154 DA Risici ved investering i komplekse produkter MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
460.24 KB
07/02/2014 2014/154 DE Risiken bei Anlagen in komplexe Produkte MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
301.1 KB
07/02/2014 2014/154 EL Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
407.92 KB
07/02/2014 2014/154 ES Riesgos de las inversiones en productos complejos MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
331.22 KB
07/02/2014 2014/154 ET Keerukatesse toodetesse investeerimisega kaasnevad riskid MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
401.62 KB
07/02/2014 2014/154 FI Monimutkaisiin tuotteisiin sijoittamisen riskit MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
414.7 KB
07/02/2014 2014/154 FR Risques liés aux investissements dans les produits complexes MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
334.79 KB
07/02/2014 2014/154 HR Rizici ulaganja u kompleksne proizvode MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
487.67 KB
07/02/2014 2014/154 HU Az összetett termékekbe történő befektetések kockázatai MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
384.08 KB
07/02/2014 2014/154 IT Rischi dell’investimento in prodotti complessi MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
335.03 KB
07/02/2014 2014/154 LT Investavimo į sudėtingus produktus rizika MiFID - Investor Protection, Warnings and publications for investors Investor Warning PDF
590.31 KB

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