ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
62
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Planning reporting budget filter Planning reporting budget
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- Fund Management (23) Apply Fund Management filter
- IFRS Supervisory Convergence (19) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Corporate Disclosure (14) Apply Corporate Disclosure filter
- Joint Committee (11) Apply Joint Committee filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Market Abuse (9) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (7) Apply Corporate Information filter
- Innovation and Products (7) Apply Innovation and Products filter
- Market Integrity (6) Apply Market Integrity filter
- Prospectus (6) Apply Prospectus filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Trade Repositories (4) Apply Trade Repositories filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
- Short Selling (1) Apply Short Selling filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Compliance table filter Compliance table
- Reference (233) Apply Reference filter
- Opinion (148) Apply Opinion filter
- Guidelines & Recommendations (99) Apply Guidelines & Recommendations filter
- Consultation Paper (95) Apply Consultation Paper filter
- Press Release (85) Apply Press Release filter
- Final Report (68) Apply Final Report filter
- Letter (55) Apply Letter filter
- Statement (55) Apply Statement filter
- Speech (32) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Technical Advice (20) Apply Technical Advice filter
- Q&A (16) Apply Q&A filter
- Technical Standards (16) Apply Technical Standards filter
- Annual Report (13) Apply Annual Report filter
- Decision (7) Apply Decision filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Planning reporting budget X ITMG X MiFID II: Transparency Calculations and DVC X Post Trading X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 122.41 KB |
||||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 01/02/2016 | 2016/174 | Final Report on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.59 MB |
||||
| 01/02/2016 | 2016/174/Annex IV | Impact assessment on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.39 MB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 04/10/2016 | 2016/1415 | ESMA reporton on securities financing transactions and leverage in the EU | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
||||
| 22/12/2016 | 2016/1683 | Peer Review on CCPs' Margin and Collateral requirements | Post Trading | Report | PDF 543.98 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 18/01/2017 | ESAS-2017-82 | Report on the functionning of the CRR with the related obligations under EMIR | Post Trading | Report | PDF 602.75 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
||||
| 23/03/2017 | ESMA70-708036281-8 | Final Report on guidelines on participant default rules and procedures under CSDR | Post Trading | Report | PDF 608.18 KB |
||||
| 23/03/2017 | ESMA70-708036281-7 | Final Report on CSDR Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR | Post Trading | Report | PDF 344.18 KB |
||||
| 31/03/2017 | ESMA70-708036281-82 | Final Report on Technical standards under SFTR and certain amendments to EMIR | Post Trading | Report | PDF 3.61 MB |
||||
| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
||||
| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
||||
| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |