ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
47
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Audit filter Audit
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (211) Apply CESR Archive filter
- Corporate Disclosure (165) Apply Corporate Disclosure filter
- Corporate Information (83) Apply Corporate Information filter
- IAS Regulation (71) Apply IAS Regulation filter
- Post Trading (33) Apply Post Trading filter
- Fund Management (17) Apply Fund Management filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Joint Committee (15) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (7) Apply Prospectus filter
- Transparency (7) Apply Transparency filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Market Abuse (4) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Innovation and Products (3) Apply Innovation and Products filter
- Management Board (3) Apply Management Board filter
- Market Integrity (3) Apply Market Integrity filter
- Sustainable finance (3) Apply Sustainable finance filter
- Benchmarks (2) Apply Benchmarks filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (550) Apply Guidelines & Recommendations filter
- Reference (133) Apply Reference filter
- Opinion (130) Apply Opinion filter
- Press Release (66) Apply Press Release filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Consultation Paper (53) Apply Consultation Paper filter
- Statement (43) Apply Statement filter
- Compliance table (34) Apply Compliance table filter
- Final Report (32) Apply Final Report filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (25) Apply Speech filter
- Report (15) Apply Report filter
- Q&A (13) Apply Q&A filter
- Decision (8) Apply Decision filter
- Technical Standards (8) Apply Technical Standards filter
- Technical Advice (4) Apply Technical Advice filter
- ONGOING Procedure (2) Apply ONGOING Procedure filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Audit X Procurement X Corporate Governance X Guidelines and Technical standards X Securities Financing Transactions X Annual Report X CESR Document X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 24/09/2019 | ESMA70-156-1616 | Response to O. Guersent on the postponement first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 84.53 KB |
||||
| 26/06/2019 | ESMA70-156-1432 | Letter Chair to O Guersent- Postponement of the first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 35.78 KB |
||||
| 27/05/2019 | ESMA32-62-126 | letter to IAASB- proposed strategy for 2020-2023 and work plan for 2020-2021 | Audit | Letter | PDF 178.15 KB |
||||
| 27/03/2019 | ESMA70-156-907 | Letter Chair to EU Commission on the MiFID Review Reports | MiFID - Secondary Markets | Letter | PDF 136.73 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 21/09/2018 | ESMA70-156-780 | ESMA Letter on EC proposal to endorse RTS 1 amendments | MiFID - Secondary Markets | Letter | PDF 56.42 KB |
||||
| 05/09/2018 | ESMA70-151-1719 | Letter to VP Dombrovskis on opinion on SFTR | Securities Financing Transactions | Letter | PDF 213.13 KB |
||||
| 05/09/2018 | ESMA70-151-1651 Annex 1 | Letter from European Commission on SFTR draft RTS | Securities Financing Transactions | Letter | PDF 159.5 KB |
||||
| 22/06/2018 | Reply to ESMA70-154-5851 | Letter from Commission VP Dombrovskis answer to ESMA letter on MiFID II ancillary activity (ESMA70-154-5851) | MiFID - Secondary Markets | Letter | PDF 743.74 KB |
||||
| 10/04/2018 | ESMA70-154-5851 | Letter to Commission VB Dombrovskis on MiFID II ancillary activity | MiFID - Secondary Markets | Letter | PDF 47.07 KB |
||||
| 26/07/2017 | ESMA32-62-91 | Comment letter to the IAASB on ISA 540 Auditing accounting estimates | Audit, Corporate Disclosure | Letter | PDF 361.8 KB |
||||
| 28/06/2017 | ESMA70-156-158 | Letter to co-legislators on MiFID II implementation | MiFID - Secondary Markets | Letter | PDF 124.39 KB |
||||
| 14/02/2017 | ESMA70-872942901-19 | Letter- MiFID II SIs operating broker crossing networks | MiFID - Secondary Markets | Letter | PDF 212.81 KB |
||||
| 12/10/2016 | 2016/1465 | Comment letter to IASB regarding the proposed IASB’s ED ‘Definition of a Business and Accounting for Previously Held Interests’ | Audit, IAS Regulation | Letter | PDF 288.41 KB |