ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
45
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- CESR Archive (126) Apply CESR Archive filter
- Corporate Information (76) Apply Corporate Information filter
- Fund Management (10) Apply Fund Management filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Post Trading (7) Apply Post Trading filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Joint Committee (5) Apply Joint Committee filter
- Market Abuse (5) Apply Market Abuse filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Market Integrity (3) Apply Market Integrity filter
- Benchmarks (2) Apply Benchmarks filter
- Management Board (2) Apply Management Board filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (2) Apply Transparency filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Guidelines & Recommendations (554) Apply Guidelines & Recommendations filter
- Letter (201) Apply Letter filter
- Reference (165) Apply Reference filter
- Opinion (135) Apply Opinion filter
- Press Release (87) Apply Press Release filter
- Consultation Paper (66) Apply Consultation Paper filter
- Statement (65) Apply Statement filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Final Report (54) Apply Final Report filter
- Speech (29) Apply Speech filter
- Report (27) Apply Report filter
- Investor Warning (26) Apply Investor Warning filter
- Q&A (15) Apply Q&A filter
- Technical Standards (11) Apply Technical Standards filter
- Decision (8) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- ONGOING Procedure (3) Apply ONGOING Procedure filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Audit X Procurement X Corporate Governance X Guidelines and Technical standards X Corporate Disclosure X Securities Financing Transactions X Annual Report X CESR Document X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 122.41 KB |
||||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 16/02/2016 | 2016/273 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 129.84 KB |
||||
| 16/02/2016 | 2016/274 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 121.43 KB |
||||
| 16/02/2016 | 2016/275 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 121.97 KB |
||||
| 07/04/2016 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 156.43 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
||||
| 24/04/2017 | ESMA 32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 112.42 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 110.09 KB |
||||
| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |