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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/04/2007 3L3 1/02/07 EW "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch Speech PDF
88.45 KB
06/04/2007 3L3 1/02/07 MP "Conflicts of interest in financial services" speech by Michel Prada Speech PDF
29.12 KB
31/01/2007 07-055 "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker Speech PDF
80.2 KB
Delivered in Athens, 17 January 2007
02/08/2006 06-400 11th meeting of the Market Participants Consultative Panel Final Report PDF
69.11 KB
22/12/2006 06-639 12th meeting of the Market Participants Consultative Panel Final Report PDF
69.26 KB
03/08/2007 07-339 13th meeting of the Market Participants Consultative Panel Final Report PDF
68.82 KB
03/08/2007 07-438 14th meeting of the Market Participants Consultative Panel Final Report PDF
69.33 KB
23/05/2008 08-319 16th meeting of the Market Participants Consultative Panel Final Report PDF
81.33 KB
09/02/2009 08-779 17th meeting of the Market Participants Consultative Panel Final Report PDF
80.06 KB
09/02/2009 08-1035 18th meeting of the Market Participants Consultative Panel Final Report PDF
71.45 KB
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO Annual Report PDF
378.9 KB
02/09/2009 09-339 19th meeting of the Market Participants Consultative Panel Final Report PDF
85.01 KB
18/07/2006 06-259b 2006 report on Supervisory Convergence in the field of Securities Markets Final Report PDF
146.06 KB
08/12/2006 06-627 2007 Work Programme for the Committee of European Securities Regulators Reference PDF
78.79 KB
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates , Reference PDF
146.29 KB
01/10/2014 2014/1200 2015 Work Programme , , Reference PDF
500.54 KB
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
28/09/2015 2015/1469 2015-1469- Investment Firms briefing , Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing , Reference PDF
307.12 KB
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR Technical Standards PDF
2.85 MB
19/12/2016 2016/1673 2016-1673 Q&A on MiFID II commodity derivatives topics Q&A PDF
338.93 KB

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