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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/12/2016 2016/1662 2016-1662 Competition & Choice in the Credit Rating Industry Credit Rating Agencies Report PDF
1.22 MB
22/07/2019 ESMA70-151-1952 2018 CCP Peer Review Report Post Trading Report PDF
694.38 KB
13/07/2020 ESMA70-151-3186 3rd EU-wide CCP Stress Test Report CCP Directorate, Post Trading Report PDF
5.94 MB
09/01/2019 ESMA50-157-1391 Advice on Initial Coin Offerings and Crypto-Assets Innovation and Products Report PDF
882.48 KB
21/12/2020 ESMA70-156-3537 Annual Report on MAR administrative and criminal sanctions 2020 Market Abuse Report PDF
291.51 KB
16/11/2020 ESMA50-165-1362 ASR on EU derivatives markets- 2020 Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.88 MB
20/12/2017 ESMA33-5-209 CRA Market Share Calculation 2017 Credit Rating Agencies Report PDF
1012.23 KB
10/01/2020 ESMA33-9-340 CRA Market Share Calculation 2019 Credit Rating Agencies Report PDF
446.77 KB
05/11/2020 ESMA70-156-3569 CSDR Report to EC- CSD Cross-Border Services Post Trading Report PDF
1.07 MB
05/11/2020 ESMA70-156-3729 CSDR Report to EC- Internalised Settlement Post Trading Report PDF
878.91 KB
29/03/2017 ESMA70-145-48 Draft technical standards under the Benchmarks Regulation Benchmarks Report PDF
1.75 MB
17/10/2019 ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report PDF
862.01 KB
04/05/2020 ESAs 2020 09 EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework COVID-19, Joint Committee, Post Trading Report PDF
338.72 KB
13/12/2019 ESMA70-156-1823 ESMA 2019 report on the application of AMPs Market Abuse, Market Integrity Report PDF
1.4 MB
06/04/2020 ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
4.08 MB
22/12/2020 ESMA70-156-3782 ESMA report on application of AMP 2020 Market Abuse Report PDF
1.38 MB
17/12/2020 ESMA70-151-3248 ESMA Report to the European Commission- Central Clearing Obligations for Pension Scheme Arrangements- No 2 Post Trading Report PDF
577.17 KB
04/10/2016 2016/1415 ESMA reporton on securities financing transactions and leverage in the EU Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.94 MB
07/06/2017 ESMA50-158-457 ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector Innovation and Products Report PDF
712.26 KB
  1. ESMA welcomes the opportunity to respond to the Commission Consultation paper on Fintech: a more competitive and innovative financial sector (hereafter “the Consultation”).
  2. Fintech and, technological innovation in general, have been the drivers of a number of developments in the financial sector in recent years. Indeed, new forms of services and businesses such as automated advice or crowdfunding have emerged. ESMA sees these developments as a positive evolution as long as they are aimed at improving consumer financial experience and facilitate financial inclusion. ESMA would also want to stress that it adheres to the core principles (technological neutrality, proportionality and market integrity) highlighted by the Commission and agrees that any EU policies aiming to ensure the financial sector takes advantage of cutting-edge technologies, while remaining sound and safe for investors, need to integrate these principles.
  3. In this response, ESMA wishes to share with the Commission some reflections on a number of topics mentioned in the Consultation which appear relevant to ESMA:
    • Artificial intelligence and big data analytics for automated advice and businesses;
    • Crowdfunding;
    • Reg Tech;
    • Outsourcing and cloud computing;
    • Distributed ledger technology;
    • Role of regulation and supervisors; and
    • Role of industry: standards and interoperability
02/10/2013 2013/1369 ESMA Technical advice on equivalence of Hong Kong for OTC and TR (Supplement) Post Trading Technical Advice PDF
124.15 KB

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