ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/07/2020 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
91.89 KB
30/06/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.73 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
08/06/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
75.46 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
03/04/2020 ESMA34-39-968 Final report- Guidelines on performance fees in UCITS and certain types of AIFs , Final Report PDF
483.83 KB
01/04/2020 ESMA70-156-2311 MiFID II Review Report on position limits and position management , Final Report PDF
591.78 KB
27/03/2020 ESMA31-69-261 Call for expression of interest CFSC CWG 2020 Reference PDF
133.21 KB
27/03/2020 ESMA31-69-263 Application form CSFC CWG Reference DOCX
40.09 KB
03/03/2020 ESMA50-164-3187 Innovation on a Grand Scale- speech by Steven Maijoor, Afore Consulting 4th Annual FinTech and Regulation Conference,Brussels , Speech PDF
113.31 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
02/12/2019 esma31-62-1193 List of prospectus thresholds , , Reference PDF
221.54 KB
28/11/2019 ESMA32-67-610 EFRAG Conference 28 November 2019- IFRS and Regulation- Keynote Speech Steven Maijoor Speech PDF
165.97 KB
22/11/2019 ESMA71-319-157 Keynote Address- EFAMA Investment Management Forum , Speech PDF
165.09 KB
19/11/2019 ESMA71-319-154 Banking and the MiFID II review , , Speech PDF
135.75 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB

Pages