ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/01/2021 | JC 2020 85 | Annex to draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Reference | PDF 1.23 MB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 08/01/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 115.81 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 23/12/2020 | ESMA81-393-84 | Response form- CP Technical Advice Fines | Benchmarks | Reference | DOCX 753.16 KB |
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| 22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
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| 18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |
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| 26/11/2020 | ESMA74-362-991 | Response Form CP DRSP Fees | Post Trading, Supervisory convergence, Trading | Reference | DOCX 760.67 KB |
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| 26/11/2020 | ESMA74-362-991 | Reponse form CP DRSP Criteria for Derogation | Supervisory convergence, Trading | Reference | DOCX 761.38 KB |
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| 06/11/2020 | ESMA32-65-293 | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 35.57 KB |
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| 06/11/2020 | ESMA70-156-3882 | Response Form CP Guidelines on market data | MiFID - Secondary Markets | Reference | DOCX 759.82 KB |
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| 23/10/2020 | ESMA31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 220.58 KB |
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| 15/10/2020 | ESMA70-156-2187 | Public Statement BMR transitional period- pending applications | Benchmarks | Reference | PDF 122.67 KB |
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| 09/10/2020 | JC GL 2017 17 appendix 1 | Compliance table- Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector | Joint Committee | Reference | PDF 571.92 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
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| 04/08/2020 | ESMA70-154-1934 | Application form- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | DOCX 38.68 KB |
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| 04/08/2020 | ESMA70-154-1934 | Call for expressions of interest- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | PDF 161.53 KB |
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| 07/07/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Reference | PDF 91.89 KB |
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| 02/07/2020 | SG34-45-937 slides | Public hearing on ESG disclosures CP 2 July 2020- Slides | Joint Committee, Sustainable finance | Reference | PDF 297.72 KB |