ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Benchmarks filter Benchmarks
- CESR Archive (292) Apply CESR Archive filter
- Fund Management (57) Apply Fund Management filter
- Credit Rating Agencies (37) Apply Credit Rating Agencies filter
- Joint Committee (37) Apply Joint Committee filter
- Corporate Disclosure (32) Apply Corporate Disclosure filter
- Supervisory convergence (24) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Prospectus (21) Apply Prospectus filter
- Market Abuse (19) Apply Market Abuse filter
- CCP Directorate (18) Apply CCP Directorate filter
- Innovation and Products (14) Apply Innovation and Products filter
- Market Integrity (12) Apply Market Integrity filter
- Securitisation (11) Apply Securitisation filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- Market data (8) Apply Market data filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Sustainable finance (8) Apply Sustainable finance filter
- Trade Repositories (8) Apply Trade Repositories filter
- Trading (8) Apply Trading filter
- Transparency (7) Apply Transparency filter
- Short Selling (6) Apply Short Selling filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Guidelines and Technical standards (5) Apply Guidelines and Technical standards filter
- Corporate Finance (4) Apply Corporate Finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- COVID-19 (3) Apply COVID-19 filter
- IAS Regulation (3) Apply IAS Regulation filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Management Board (2) Apply Management Board filter
- Crowdfunding (1) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Report filter Report
- Reference (255) Apply Reference filter
- Opinion (161) Apply Opinion filter
- Press Release (121) Apply Press Release filter
- Final Report (119) Apply Final Report filter
- Guidelines & Recommendations (103) Apply Guidelines & Recommendations filter
- Letter (80) Apply Letter filter
- Statement (70) Apply Statement filter
- Speech (44) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Compliance table (24) Apply Compliance table filter
- Technical Advice (21) Apply Technical Advice filter
- Q&A (18) Apply Q&A filter
- Technical Standards (16) Apply Technical Standards filter
- Annual Report (7) Apply Annual Report filter
- Decision (7) Apply Decision filter
- Vacancy (2) Apply Vacancy filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/07/2019 | ESMA70-151-1952 | 2018 CCP Peer Review Report | Post Trading | Report | PDF 694.38 KB |
||||
| 15/07/2021 | ESMA70-156-4563 | 3rd Annual Report on supervisory measures and penalties under EMIR | Post Trading | Report | PDF 997.75 KB |
||||
| 13/07/2020 | ESMA70-151-3186 | 3rd EU-wide CCP Stress Test Report | CCP Directorate, Post Trading | Report | PDF 5.94 MB |
||||
| 18/02/2015 | 2015/319 | Addendum Consultation Paper- MiFID II/MiFIR | MiFID - Secondary Markets | Consultation Paper | PDF 2.78 MB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017. | |||
| 04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
||||
| 02/02/2021 | ESMA70-156-2401 | Annual Report 2020- Equity Waivers and Deferrals | MiFID - Secondary Markets | Report | PDF 1.09 MB |
||||
| 18/10/2018 | ESMA 50-165-670 | Annual statistical report of the EU Derivatives Markets- 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.37 MB |
||||
| 09/12/2019 | ESMA 50-157-2025 | ASR on EU Derivatives markets- 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.9 MB |
||||
| 16/11/2020 | ESMA50-165-1362 | ASR on EU derivatives markets- 2020 | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.88 MB |
||||
| 30/11/2020 | ESMA-50-165-1355 | ASR on EU Securities markets- 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.69 MB |
This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses. |
|||
| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
||||
| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
||||
| 01/10/2021 | ESMA35-43-2827 | Call for evidence on retail investor protection aspects | MiFID - Investor Protection | Consultation Paper | PDF 357.05 KB |
||||
| 18/01/2018 | ESMA35-43-904 | Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients | MiFID - Investor Protection | Consultation Paper | PDF 306.85 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 24/09/2021 | ESMA35-43-2836 | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Consultation Paper | PDF 452.96 KB |
||||
| 11/07/2014 | 2014/799 | Consultation paper Clearing Obligation no1 IRS | Post Trading | Consultation Paper | PDF 1.54 MB |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.ESMA defined the IRS classes to be subject to central clearing following an analysis of all IRS classes which are currently offered for clearing by European CCPs. ESMA’s draft RTS propose to subject the following four classes: Basis swaps, fixed-to-float interest rate swaps, forward rate agreements and overnight index swaps on a range of currencies and maturities. The clearing obligation will take effect following a phased implementation depending on the types of counterparties.Responding to this paperThe European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the consultation paper on the clearing obligation no.1. Please use this “form to reply”Details on EMIR and the clearing obligation can be found at the following link: http://www.esma.europa.eu/page/OTC-derivatives-and-clearing-obligation |
|||
| 11/07/2014 | 2014/800 | Consultation paper Clearing Obligation no2 CDS | Post Trading | Consultation Paper | PDF 1007.78 KB |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.Following a first consultation paper on the IRS classes to be subject to central clearing, in this second paper ESMA defined the CDS classes to be subject to the clearing obligation based on the analysis of all CDS classes which are currently offered for clearing by European CCPs. ESMA’s draft RTS propose to subject the following class: untranched European index CDS, for two indices. The clearing obligation will take effect following a phased implementation depending on the types of counterparties.Responding to this paperThe European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the consultation paper on the clearing obligation no.1. Please use this “form to reply”Details on EMIR and the clearing obligation can be found at the following link: http://www.esma.europa.eu/page/OTC-derivatives-and-clearing-obligation |
|||
| 06/11/2020 | ESMA70-156-2477 | Consultation Paper Guidelines on market data | MiFID - Secondary Markets | Consultation Paper | PDF 833.85 KB |
||||
| 11/05/2015 | 2015/807. | Consultation Paper No 4 on the Clearing Obligation under EMIR | Post Trading | Consultation Paper | PDF 1.41 MB |