ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
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| 13/07/2020 | ESMA70-151-3190 | 3rd EU-Wide CCP Stress Test FAQ | CCP Directorate, Post Trading | Reference | DOCX 464.64 KB |
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| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
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| 23/12/2019 | ESMA50-164-2969 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 146.79 KB |
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| 01/02/2021 | ESMA50-164-4105 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.68 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
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| 03/06/2020 | ESMA70-155-9967 | Annex to Opinion on MiFIDII Position Limits | MiFID - Secondary Markets | Reference | XLSX 54.8 KB |
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| 12/06/2020 | ESMA70-155-9966 | Annex to Opinion on MiFIR Transparency | MiFID - Secondary Markets | Reference | XLSX 62.23 KB |
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| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
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| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
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| 18/07/2016 | 2016/1139 APPLICATION FORM | Application form for CDTF CWG | MiFID - Secondary Markets | Reference | DOCX 35.9 KB |
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| 24/06/2016 | 2016/727 APPLICATION FORM | Application form for CEMA GEA | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 26.09 KB |
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| 08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
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| 04/07/2016 | 2016/1068 APPLICATION FORM | Application form for SMSC CWG | MiFID - Secondary Markets | Reference | DOCX 35.75 KB |
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| 21/06/2017 | ESMA70-393682164-34 | Application Form for the Consultative Working Group of ESMA’s Post Trading Standing Committee | Post Trading | Reference | DOCX 36.91 KB |