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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2012 2012/641 ESMA approves Axesor S.A. as a credit rating agency Credit Rating Agencies, Press Releases Statement PDF
83.07 KB
20/03/2013 2013/336 ESMA certifies Kroll Bond Rating Agency to operate in the EU Credit Rating Agencies Statement PDF
76.36 KB
24/04/2014 2013/922 Compliance table- suitability guidelines MiFID - Investor Protection, Guidelines and Technical standards Compliance table PDF
74.33 KB
24/04/2014 2013/923 Compliance table- compliance guidelines MiFID - Investor Protection, Guidelines and Technical standards Compliance table PDF
74.45 KB
07/05/2014 2014/477 ESMA approves EuroRating as a credit rating agency Credit Rating Agencies Statement PDF
75.01 KB		 The European Securities and Markets Authority (ESMA) has approved the registration of EuroRating Sp. z o.o., based in Poland, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 7 May 2014.
07/10/2014 2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) MiFID - Investor Protection Compliance table PDF
127.73 KB
07/11/2014 2014/1345 ESMA certifies HR Ratings de México to operate in the EU Credit Rating Agencies Statement PDF
87.87 KB		 The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of HR Ratings de México, S.A. de C.V. (HR Ratings), a Mexican credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 7 November 2014.
24/11/2014 2014/1399 Public Statement- ESMA approves Moody’s Investors Service EMEA Limited as a credit rating agency Credit Rating Agencies Statement PDF
134.62 KB		 The European Securities and Markets Authority (ESMA) has approved the registration of Moody’s Investors Service EMEA Limited, based in the UK, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 24th November 2014. Moody’s Investors Service EMEA Limited’s registration as a CRA means that its credit ratings can be used for regulatory purposes under EU legislation. This is the seventh entity in the Moody’s Investors Service group to be registered as an EU Registered Credit Rating Agency.
12/12/2014 2014/1486 Public Statement- ESMA certifies Egan-Jones Ratings Co. to operate in the EU Credit Rating Agencies Statement PDF
88.76 KB		 The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of Egan-Jones Ratings Co. (EJR), an U.S. American credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 12 December 2014.EJR is headquartered in Haverford (Pennsylvania, USA) and is subject to registration, supervision and enforcement by the U.S. Securities and Exchange Commission as a “Nationally Recognized Statistical Rating Organization”.
14/08/2015 2015/1261 Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I MiFID - Secondary Markets Compliance table
27/10/2015 2015/1605 Public Statement- INC Rating registration FINAL Credit Rating Agencies Statement PDF
136.3 KB
19/11/2015 2015/1750 EMIR statement re bank guarantees energy market Post Trading Statement PDF
111.67 KB
01/12/2015 2015/1778 Public Statement- Expert RA registration Credit Rating Agencies Statement PDF
123.49 KB
10/02/2016 2016-278 EU-US approach CCP equivalence Post Trading, Press Releases Statement PDF
97.22 KB
16/02/2016 2016/273 Comply or explain table for G&R on CCP college Guidelines and Technical standards, Post Trading Compliance table PDF
129.84 KB
16/02/2016 2016/274 Comply or explain table for G&R on IO arrangements Guidelines and Technical standards, Post Trading Compliance table PDF
121.43 KB
16/02/2016 2016/275 Comply or explain table for G&R on PFMIs Guidelines and Technical standards, Post Trading Compliance table PDF
121.97 KB
02/06/2016 2016/902 MiFID practices for firms selling financial instruments subject to the BRRD resolution regime MiFID - Investor Protection Statement PDF
259.47 KB
13/06/2016 2016/943 Statement by Verena Ross at ECON Public Hearing on Securitisation Board of Supervisors, Speeches Statement PDF
242.38 KB
20/06/2016 2016/940 Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 Speeches, MiFID - Secondary Markets Statement PDF
235.65 KB

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