ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Post Trading filter Post Trading
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- CESR Archive (133) Apply CESR Archive filter
- Corporate Information (78) Apply Corporate Information filter
- Procurement (73) Apply Procurement filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Fund Management (4) Apply Fund Management filter
- Management Board (4) Apply Management Board filter
- Market Abuse (4) Apply Market Abuse filter
- Transparency (4) Apply Transparency filter
- Prospectus (3) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Reference (297) Apply Reference filter
- Guidelines & Recommendations (179) Apply Guidelines & Recommendations filter
- Opinion (165) Apply Opinion filter
- Consultation Paper (135) Apply Consultation Paper filter
- Final Report (124) Apply Final Report filter
- Press Release (118) Apply Press Release filter
- Letter (98) Apply Letter filter
- Statement (88) Apply Statement filter
- Report (60) Apply Report filter
- Speech (41) Apply Speech filter
- Compliance table (27) Apply Compliance table filter
- Investor Warning (27) Apply Investor Warning filter
- Q&A (23) Apply Q&A filter
- Technical Advice (23) Apply Technical Advice filter
- Decision (12) Apply Decision filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- SMSG Advice (5) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Audit X Corporate Governance X Post Trading X Joint Committee X Annual Report X CESR Document X Technical Standards X CLOSED Procedure X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 02/10/2015 | 2015/1481 | Final Report Draft technical standards on the Clearing Obligation – Index Credit Derivatives | Post Trading | Technical Standards | PDF 781.24 KB |
||||
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |