ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/08/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 376.52 KB |
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| 09/08/2022 | CPD22 | Joint ESAs Consumer Protection Day- Programme | Joint Committee, MiFID - Investor Protection | Reference | PDF 619.11 KB |
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| 29/07/2022 | ESMA70-449-672 | Call for Evidence on pre-hedging | Market Abuse, Market Integrity | Reference | PDF 245.25 KB |
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| 29/07/2022 | ESMA70-449-674 | Response form call for evidence pre-hedging | Market Abuse, Market Integrity | Reference | DOCX 752.93 KB |
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| 20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
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| 13/07/2022 | ESMA65-8-9949 | FIRDS User Guide v5.1 | MiFID - Secondary Markets | Reference | PDF 2.06 MB |
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| 11/07/2022 | ESMA70-460-117 | Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 752.81 KB |
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| 17/06/2022 | ESMA42-112-377 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 272.27 KB |
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| 02/06/2022 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Reference | PDF 92.55 KB |
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| 17/05/2022 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 341.26 KB |
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| 19/04/2022 | ESMA65-8-9568 | FIRDS Reference Data Functional Specifications v2.10 | MiFID - Secondary Markets | Reference | PDF 2.88 MB |
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| 19/04/2022 | ESMA 65-8-9654 | FIRDS Reference Data XML Schema v1.2.1 | MiFID - Secondary Markets | Reference | ZIP 45.67 KB |
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| 15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
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| 14/02/2022 | ESAFinEdu Highlights | Joint ESAs financial education conference 2022- Highlights | Joint Committee, MiFID - Investor Protection | Reference | PDF 318.78 KB |
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| 04/02/2022 | ESMA65-8-9387 | FIRDS Reference Data XML Schema v1.2.0 | MiFID - Secondary Markets | Reference | ZIP 46.52 KB |
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| 02/02/2022 | ESMA35-43-2900 | Supervisory briefing in relation to firms using tied agents in the MiFID II framework | MiFID - Investor Protection | Reference | PDF 198.53 KB |
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| 31/01/2022 | JC 2022 03 | Joint ESAs thematic repository of national financial education initiatives on digitalisation | Joint Committee, MiFID - Investor Protection | Reference | PDF 4.99 MB |
Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud |
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| 31/01/2022 | ESAs Financial Education event | Joint ESAs high-level conference on financial education | Joint Committee, MiFID - Investor Protection | Reference | PDF 258.84 KB |
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| 28/01/2022 | ESMA70-156-4978 reply form | Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Reference | DOCX 418.16 KB |
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| 07/01/2022 | ESMA35-30-703 | Call for expression of interest: CWG of ESMA's IPISC | MiFID - Investor Protection | Reference | PDF 188.91 KB |