ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/09/2021 ESMA22-106-3475 SoC Management Board- 7 July 2021 Summary of Conclusions PDF
73.71 KB
13/09/2021 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
160.49 KB
29/07/2021 ESMA22-106-3387 SoC Management Board- 19 May 2021 Summary of Conclusions PDF
66.52 KB
22/06/2021 ESMA22-106-3357 SoC Management Board- 20 April 2021 Summary of Conclusions PDF
55.34 KB
18/05/2021 ESMA22-106-3323 SoC Management Board- 22 March 2021 Summary of Conclusions PDF
65.36 KB
26/03/2021 ESMA22-106-3251 Summary of Conclusions Management Board- 3 March 2021 Summary of Conclusions PDF
48.81 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
01/03/2021 ESMA22-106-3155 Summary of Conclusions Management Board Meeting- 26 January 2021 Summary of Conclusions PDF
124.19 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
226.56 KB
02/02/2021 ESMA22-106-3087 Summary of conclusions Management Board meeting- 15 December 2020 Summary of Conclusions PDF
144.97 KB
02/02/2021 ESMA22-106-2975 Summary of conclusions Management Board meeting- 4 November 2020 Summary of Conclusions PDF
118.41 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
145.21 KB
08/01/2021 ESMA22-106-2952 Summary of Conclusions Management Board Meeting 13 October 2020 Summary of Conclusions PDF
97.46 KB
18/12/2020 ESMA34-49-186 Confirmation of compliance with Guidelines- MMF Stress test guidelines , Compliance table PDF
136.41 KB
13/11/2020 ESMA34-32-699 Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) , Compliance table PDF
108.66 KB
09/11/2020 ESMA22-106-2883 Summary of Conclusions Management Board meeting 17 September 2020 Summary of Conclusions PDF
124.02 KB
21/08/2020 ESMA22-106-2477 Summary of conclusions Management Board meeting- 7 July 2020 Summary of Conclusions PDF
164.93 KB
15/07/2020 ESMA22-106-2415 SoC Management Board- 27 May 2020 Summary of Conclusions PDF
178.96 KB
28/05/2020 ESMA22-106-2387 Summary of Conclusions Management Board meeting 5 May 2020 Summary of Conclusions PDF
108.67 KB

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