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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/10/2021 ESMA34-49-373 Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 , Compliance table PDF
217.73 KB
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
01/10/2021 ESMA22-106-3545 Summary of Conclusions Management Board- 3 September 2021 Summary of Conclusions PDF
119.82 KB
01/10/2021 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
163.99 KB
30/09/2021 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Q&A PDF
978.13 KB
14/09/2021 ESMA22-106-3475 SoC Management Board- 7 July 2021 Summary of Conclusions PDF
73.71 KB
13/09/2021 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
160.49 KB
06/08/2021 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
475.69 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

29/07/2021 ESMA22-106-3387 SoC Management Board- 19 May 2021 Summary of Conclusions PDF
66.52 KB
20/07/2021 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.04 MB
22/06/2021 ESMA22-106-3357 SoC Management Board- 20 April 2021 Summary of Conclusions PDF
55.34 KB
28/05/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1005.17 KB
18/05/2021 ESMA22-106-3323 SoC Management Board- 22 March 2021 Summary of Conclusions PDF
65.36 KB
06/04/2021 ESMA70-872942901-38 esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics Q&A PDF
486.47 KB
26/03/2021 ESMA22-106-3251 Summary of Conclusions Management Board- 3 March 2021 Summary of Conclusions PDF
48.81 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
01/03/2021 ESMA22-106-3155 Summary of Conclusions Management Board Meeting- 26 January 2021 Summary of Conclusions PDF
124.19 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
226.56 KB
02/02/2021 ESMA22-106-3087 Summary of conclusions Management Board meeting- 15 December 2020 Summary of Conclusions PDF
144.97 KB

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