ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
68
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove International cooperation filter International cooperation
- Post Trading (37) Apply Post Trading filter
- Brexit (28) Apply Brexit filter
- Corporate Disclosure (28) Apply Corporate Disclosure filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Fund Management (16) Apply Fund Management filter
- Corporate Information (15) Apply Corporate Information filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Board of Supervisors (14) Apply Board of Supervisors filter
- Joint Committee (11) Apply Joint Committee filter
- Innovation and Products (10) Apply Innovation and Products filter
- Market Integrity (9) Apply Market Integrity filter
- CESR Archive (7) Apply CESR Archive filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (6) Apply Prospectus filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Benchmarks (5) Apply Benchmarks filter
- Short Selling (5) Apply Short Selling filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Management Board (1) Apply Management Board filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (1) Apply Sustainable finance filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Technical Advice filter Technical Advice
- Reference (186) Apply Reference filter
- Opinion (137) Apply Opinion filter
- Guidelines & Recommendations (130) Apply Guidelines & Recommendations filter
- Press Release (121) Apply Press Release filter
- Consultation Paper (84) Apply Consultation Paper filter
- Final Report (59) Apply Final Report filter
- Letter (29) Apply Letter filter
- Report (27) Apply Report filter
- Speech (27) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (25) Apply Decision filter
- Compliance table (17) Apply Compliance table filter
- Q&A (14) Apply Q&A filter
- Technical Standards (14) Apply Technical Standards filter
- Annual Report (11) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X International cooperation X Credit Rating Agencies X Trade Repositories X Market Abuse X Technical Advice X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
||||
| 18/12/2020 | ESMA80-192-10053 | Public Statement_Registration_DTCC Data Repository (Ireland) PLC under EMIR and SFTR | Securities Financing Transactions, Trade Repositories | Statement | PDF 76.58 KB |
||||
| 25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
||||
| 27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
||||
| 26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
||||
| 01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
||||
| 11/06/2020 | ESMA70-156-3070 | Statement_Access ETDs | COVID-19, MiFID - Secondary Markets, Post Trading | Statement | PDF 112.54 KB |
||||
| 06/05/2020 | ESMA35-43-2391 | Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity | COVID-19, MiFID - Investor Protection | Statement | PDF 118.75 KB |
||||
| 06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
||||
| 09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
||||
| 20/03/2020 | ESMA70-1556-2485 | Public Statement Tick Sizes | COVID-19, MiFID - Secondary Markets | Statement | PDF 79.25 KB |
||||
| 20/03/2020 | ESMA35-43-2348 | ESMA Statement on COVID-19 telephone recording | COVID-19, MiFID - Investor Protection | Statement | PDF 114.12 KB |
||||
| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
||||
| 07/10/2019 | ESMA70-155-8500 | Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) | Benchmarks, Brexit, MiFID - Secondary Markets | Statement | PDF 140.47 KB |
||||
| 07/10/2019 | ESMA70-155-7658 | Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 155.54 KB |
||||
| 07/10/2019 | ESMA65-8-6254 | ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 154.85 KB |
||||
| 07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |