ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
119
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- Guidelines and Technical standards (575) Apply Guidelines and Technical standards filter
- Fund Management (113) Apply Fund Management filter
- Joint Committee (73) Apply Joint Committee filter
- Credit Rating Agencies (38) Apply Credit Rating Agencies filter
- Short Selling (24) Apply Short Selling filter
- Market Abuse (8) Apply Market Abuse filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Market Integrity (5) Apply Market Integrity filter
- Prospectus (3) Apply Prospectus filter
- Benchmarks (2) Apply Benchmarks filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- International cooperation (1) Apply International cooperation filter
- Securitisation (1) Apply Securitisation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Compliance table filter Compliance table
- Reference (243) Apply Reference filter
- Opinion (148) Apply Opinion filter
- Press Release (104) Apply Press Release filter
- Final Report (103) Apply Final Report filter
- Consultation Paper (98) Apply Consultation Paper filter
- Report (65) Apply Report filter
- Letter (59) Apply Letter filter
- Statement (55) Apply Statement filter
- Speech (35) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Technical Advice (20) Apply Technical Advice filter
- Q&A (16) Apply Q&A filter
- Technical Standards (16) Apply Technical Standards filter
- Decision (7) Apply Decision filter
- Annual Report (6) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Risk Analysis & Economics - Markets Infrastructure Investors X European Single Electronic Format X Post Trading X Compliance table X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/04/2014 | 2013/606 BG | Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.55 KB |
||||
| 21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
||||
| 28/09/2012 | 2012/388 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 342.03 KB |
||||
| 01/10/2013 | 2013/606 EL | Κατευθυντήριες γραμμές σχετικά με τις πολιτικές και τις πρακτικές αποδοχών (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 385.26 KB |
||||
| 28/09/2012 | 2012/388 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 408 KB |
||||
| 21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
||||
| 01/10/2013 | 2013/606 CS | Zásady a postupy v oblasti odměňování (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 343.56 KB |
||||
| 01/10/2013 | 2013/606 PL | Wytyczne w sprawie zasad i praktyk dotyczących wynagrodzeń (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 323.25 KB |
||||
| 21/08/2012 | 2012/387 PL | Wytyczne w sprawie pewnych aspektów wymogów dyrektywy MiFID dotyczących odpowiedniości | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 352.93 KB |
||||
| 28/09/2012 | 2012/388 PL | Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 369.1 KB |
||||
| 01/10/2013 | 2013/606 DE | Vergütungsgrundsätze und-verfahren (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 331.96 KB |
||||
| 21/08/2012 | 2012/387 SK | Usmernenia o určitých aspektoch požiadaviek vhodnosti podľa MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 361.57 KB |
||||
| 28/09/2012 | 2012/388 SK | Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 375.81 KB |
||||
| 08/08/2017 | ESMA/2016/1452 TC | Transaction reporting, order record keeping and clock synchronisation under MiFID II- track changes | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 4.75 MB |
||||
| 01/10/2013 | 2013/606 ET | Tasustamispoliitika ja-tavad (finantsinstrumentide turgude direktiiv) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 236.61 KB |
||||
| 28/09/2012 | 2012/388 ET | Suunised finantsinstrumentide turgude direktiivis (MiFID) sätestatud vastavuskontrolli funktsiooni käsitlevate nõuete teatud aspektide kohta | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 313.13 KB |
||||
| 06/02/2014 | 2012/387 HR | Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost | MiFID - Investor Protection | Guidelines & Recommendations | PDF 259.07 KB |
||||
| 06/02/2014 | 2012/388 HR | Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz funkciju praćenja usklađenosti | MiFID - Investor Protection | Guidelines & Recommendations | PDF 269.15 KB |
||||
| 21/08/2012 | 2012/387 SL | Smernice o nekaterih vidikih zahtev glede primernosti iz direktive MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 342.3 KB |
||||
| 28/09/2012 | 2012/388 SL | Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 365.04 KB |