ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
57
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Procurement filter Procurement
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove CESR Archive filter CESR Archive
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Fund Management (19) Apply Fund Management filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Prospectus (5) Apply Prospectus filter
- Market Abuse (4) Apply Market Abuse filter
- Innovation and Products (3) Apply Innovation and Products filter
- Market Integrity (3) Apply Market Integrity filter
- Short Selling (3) Apply Short Selling filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove ONGOING Procedure filter ONGOING Procedure
- Reference (483) Apply Reference filter
- Final Report (440) Apply Final Report filter
- Press Release (404) Apply Press Release filter
- Consultation Paper (327) Apply Consultation Paper filter
- Letter (183) Apply Letter filter
- Guidelines & Recommendations (181) Apply Guidelines & Recommendations filter
- Opinion (167) Apply Opinion filter
- CESR Document (110) Apply CESR Document filter
- Report (107) Apply Report filter
- Statement (98) Apply Statement filter
- Speech (81) Apply Speech filter
- CLOSED Procedure (80) Apply CLOSED Procedure filter
- Q&A (30) Apply Q&A filter
- Annual Report (28) Apply Annual Report filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Standards (18) Apply Technical Standards filter
- Decision (13) Apply Decision filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- SMSG Advice (9) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Risk Analysis & Economics - Markets Infrastructure Investors X Procurement X Benchmarks X Sustainable finance X Joint Committee X CESR Archive X Post Trading X Technical Advice X ONGOING Procedure X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/08/2022 | PROC/2022/09 | Negotiated procedure- PROC/2022/09- Crypto data – DEADLINE for expression of interest 17/08/2022 – 23:59 | Procurement | ONGOING Procedure | PDF 111.41 KB |
||||
| 01/08/2022 | PROC/2022/01 | Open procurement procedure – MWS – DEADLINE 16/9/2022 – 11:00 | Procurement | ONGOING Procedure | PDF 105.08 KB |
This public procurement procedure is for “Managed Workplace Services”: Please note that registration on the eTendering website will give you access to the following functionalities:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
||||
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/04/2022 | PROC/2021/14 | Open procurement procedure – ADMS – DEADLINE 26/06/2022 – 23:59 | Procurement | ONGOING Procedure | PDF 104.91 KB |
This public procurement procedure is for “Application Development, Maintenance and Support”: Please note that registration in the eTendering website will give you access to the following functionalities:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
| 29/03/2022 | PROC/2021/03 | Open procurement procedure – Delivery of Professional Technical Skills Development Trainings – DEADLINE 03/05/2022 – 15:00 | Procurement | ONGOING Procedure | PDF 127.53 KB |
This public procurement procedure is for “ Delivery of Professional Technical Skills Development Trainings”:
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed. |
|||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |