ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1395
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Market Integrity filter Market Integrity
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (609) Apply Guidelines and Technical standards filter
- Fund Management (341) Apply Fund Management filter
- Corporate Disclosure (330) Apply Corporate Disclosure filter
- Press Releases (327) Apply Press Releases filter
- Credit Rating Agencies (250) Apply Credit Rating Agencies filter
- Joint Committee (234) Apply Joint Committee filter
- Corporate Information (231) Apply Corporate Information filter
- Board of Supervisors (194) Apply Board of Supervisors filter
- Speeches (150) Apply Speeches filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Management Board (118) Apply Management Board filter
- Supervisory convergence (117) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (109) Apply IFRS Supervisory Convergence filter
- Short Selling (97) Apply Short Selling filter
- IAS Regulation (84) Apply IAS Regulation filter
- Procurement (82) Apply Procurement filter
- Market Abuse (79) Apply Market Abuse filter
- Innovation and Products (75) Apply Innovation and Products filter
- Prospectus (72) Apply Prospectus filter
- Benchmarks (62) Apply Benchmarks filter
- Planning reporting budget (62) Apply Planning reporting budget filter
- Brexit (59) Apply Brexit filter
- Securitisation (57) Apply Securitisation filter
- International cooperation (48) Apply International cooperation filter
- COVID-19 (47) Apply COVID-19 filter
- Trade Repositories (39) Apply Trade Repositories filter
- Sustainable finance (38) Apply Sustainable finance filter
- Transparency (35) Apply Transparency filter
- Corporate Finance (31) Apply Corporate Finance filter
- European Single Electronic Format (31) Apply European Single Electronic Format filter
- Trading (31) Apply Trading filter
- CCP Directorate (24) Apply CCP Directorate filter
- Board of Appeal (23) Apply Board of Appeal filter
- Securities Financing Transactions (23) Apply Securities Financing Transactions filter
- Audit (20) Apply Audit filter
- Corporate Governance (18) Apply Corporate Governance filter
- Careers (14) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (12) Apply MiFID II: Transparency Calculations and DVC filter
- Market data (8) Apply Market data filter
- ITMG (4) Apply ITMG filter
- Crowdfunding (3) Apply Crowdfunding filter
- Vacancies (3) Apply Vacancies filter
- ESMA newsletter (1) Apply ESMA newsletter filter
Type of document
- Reference (276) Apply Reference filter
- Opinion (186) Apply Opinion filter
- Press Release (118) Apply Press Release filter
- Final Report (110) Apply Final Report filter
- Consultation Paper (104) Apply Consultation Paper filter
- Guidelines & Recommendations (103) Apply Guidelines & Recommendations filter
- Report (81) Apply Report filter
- SMSG Advice (77) Apply SMSG Advice filter
- Letter (70) Apply Letter filter
- Statement (65) Apply Statement filter
- Summary of Conclusions (37) Apply Summary of Conclusions filter
- Speech (36) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Compliance table (23) Apply Compliance table filter
- Technical Advice (22) Apply Technical Advice filter
- Q&A (18) Apply Q&A filter
- Decision (16) Apply Decision filter
- Technical Standards (16) Apply Technical Standards filter
- Annual Report (7) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Risk Analysis & Economics - Markets Infrastructure Investors X Post Trading X Securities and Markets Stakeholder Group X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/02/2014 | 2014/154 BG | Рискове от инвестиране в комплексни продукти | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 287.57 KB |
||||
| 24/04/2014 | 2013/606 BG | Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.55 KB |
||||
| 21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
||||
| 28/09/2012 | 2012/388 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 342.03 KB |
||||
| 07/02/2014 | 2014/154 EL | Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 407.92 KB |
||||
| 01/10/2013 | 2013/606 EL | Κατευθυντήριες γραμμές σχετικά με τις πολιτικές και τις πρακτικές αποδοχών (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 385.26 KB |
||||
| 28/09/2012 | 2012/388 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 408 KB |
||||
| 21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
||||
| 01/10/2013 | 2013/606 CS | Zásady a postupy v oblasti odměňování (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 343.56 KB |
||||
| 07/02/2014 | 2014/154 PL | Zagrożenia związane z inwestowaniem w produkty złożone | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 359.91 KB |
||||
| 01/10/2013 | 2013/606 PL | Wytyczne w sprawie zasad i praktyk dotyczących wynagrodzeń (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 323.25 KB |
||||
| 21/08/2012 | 2012/387 PL | Wytyczne w sprawie pewnych aspektów wymogów dyrektywy MiFID dotyczących odpowiedniości | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 352.93 KB |
||||
| 28/09/2012 | 2012/388 PL | Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 369.1 KB |
||||
| 22/12/2015 | 2015/WP/2015/2 | Working Paper No.2, 2015 “Monitoring systemic risk in the hedge fund sector” | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 872.37 KB |
The working paper proposes new measures for systemic risk in the hedge fund sector. These measures are based on the ability of hedge funds to influence (be influenced by) the performance trend of the entire hedge fund sector. The proposed measures display a high ability to identify periods of financial distress, are robust to modifications in the underlying econometric model and deliver an innovation in the monitoring of systemic risks in the fund industry. |
|||
| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
||||
| 28/05/2014 | 2014/576 | Voting Procedures for CCP colleges under EMIR | Post Trading | Opinion | PDF 94.15 KB |
||||
| 01/10/2013 | 2013/606 DE | Vergütungsgrundsätze und-verfahren (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 331.96 KB |
||||
| 28/11/2018 | ESMA35-43-1376 | Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference | MiFID - Investor Protection, Speeches | Speech | PDF 247.6 KB |
||||
| 22/09/2017 | ESMA71-319-53 | Verena Ross Keynote AFME Compliance and Legal Conference | MiFID - Secondary Markets, Speeches | Speech | PDF 236.94 KB |
||||
| 29/03/2021 | ESMA74-362-853 | Validation table for reporting under the revised technical standards | Post Trading | Reference | XLSX 55.41 KB |