ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
55
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Speeches filter Speeches
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Brexit (28) Apply Brexit filter
- Corporate Disclosure (27) Apply Corporate Disclosure filter
- Post Trading (27) Apply Post Trading filter
- Fund Management (19) Apply Fund Management filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Corporate Information (17) Apply Corporate Information filter
- Board of Supervisors (16) Apply Board of Supervisors filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (16) Apply IFRS Supervisory Convergence filter
- Joint Committee (12) Apply Joint Committee filter
- Market Integrity (10) Apply Market Integrity filter
- Innovation and Products (8) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Benchmarks (6) Apply Benchmarks filter
- CESR Archive (6) Apply CESR Archive filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Trade Repositories (5) Apply Trade Repositories filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Market Abuse (4) Apply Market Abuse filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Short Selling (4) Apply Short Selling filter
- IAS Regulation (3) Apply IAS Regulation filter
- Prospectus (3) Apply Prospectus filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trading (2) Apply Trading filter
- Vacancies (2) Apply Vacancies filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Securitisation (1) Apply Securitisation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- (-) Remove Vacancy filter Vacancy
- Reference (163) Apply Reference filter
- Speech (143) Apply Speech filter
- Opinion (132) Apply Opinion filter
- Guidelines & Recommendations (86) Apply Guidelines & Recommendations filter
- SMSG Advice (76) Apply SMSG Advice filter
- Press Release (65) Apply Press Release filter
- Consultation Paper (47) Apply Consultation Paper filter
- Letter (39) Apply Letter filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Final Report (28) Apply Final Report filter
- Investor Warning (26) Apply Investor Warning filter
- Report (24) Apply Report filter
- Q&A (12) Apply Q&A filter
- Decision (10) Apply Decision filter
- Technical Standards (8) Apply Technical Standards filter
- Annual Report (4) Apply Annual Report filter
- Technical Advice (4) Apply Technical Advice filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Corporate Finance X Securities and Markets Stakeholder Group X Speeches X Compliance table X Vacancy X Statement X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
||||
30/05/2018 | ESMA71-99-991 | Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 926.71 KB |
||||
15/12/2017 | ESMA71-99-910 | Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 209.47 KB |
||||
29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
||||
28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |
||||
07/11/2018 | ESMA71-99-1058 | ESMA new SC chairs | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Statement | PDF 142.32 KB |
||||
20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 308.27 KB |
||||
11/06/2020 | ESMA70-156-3070 | Statement_Access ETDs | COVID-19, MiFID - Secondary Markets, Post Trading | Statement | PDF 112.54 KB |
||||
08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 129.28 KB |
||||
12/07/2019 | ESMA70-156-1436 | Public Statement MiFIR DTO | MiFID - Secondary Markets, Post Trading | Statement | PDF 116.79 KB |
||||
03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 103.79 KB |
||||
20/03/2020 | ESMA70-1556-2485 | Public Statement Tick Sizes | COVID-19, MiFID - Secondary Markets | Statement | PDF 79.25 KB |
||||
09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
07/10/2019 | ESMA70-155-8500 | Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) | Benchmarks, Brexit, MiFID - Secondary Markets | Statement | PDF 140.47 KB |
||||
26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
||||
07/10/2019 | ESMA70-155-7658 | Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 155.54 KB |
||||
19/03/2019 | ESMA70-155-7329 | Public Statement Trading Obligation Shares | Brexit, MiFID - Secondary Markets | Statement | PDF 134.02 KB |
||||
07/03/2019 | ESMA70-155-7253 | Public Statement MiFIDII BMR provisions under a no deal Brexit | Brexit, MiFID - Secondary Markets | Statement | PDF 333.6 KB |
||||
01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |