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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/09/2000 00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Final Report PDF
84.28 KB
Alternative Trading Systems (ATS) offer electronic securities trading facilities outside the traditional trading channels. An expert group chaired by Howard Davies, Chairman of the UK FSA, has studied the impact of such systems in depth. The group has prepared a comprehensive report identifying and assessing the benefits and risks associated with the emergence of ATS and analysing the current regulatory treatment of such systems, within Europe and elsewhere. The report proposes both a short term and a long term option for a harmonised regulatory treatment of such systems in Europe.The paper was submitted to the European Commission as FESCO"s contribution to the preparation of the forthcoming Green Paper on possible amendments to the Investment Services Directive. The Green Paper will shortly be published as a basis for consultation with Member States, the financial services industry and other interested parties. However, the FESCO paper noted that, while the Green Paper on the ISD might be the catalyst for a far-reaching review of the regulatory approach to ATS, it would not provide a short-term solution. Accordingly, FESCO proposed that the short-term solution should take the form of a set of additional regulatory requirements for ATS operating as investment firms.FESCO will be working on proposals for what those additional regulatory requirements might be over the next six months, with a view to producing a consultation paper in the first half of 2001. This consultation paper will provide an opportunity for interested parties to comment in detail on the FESCO proposals. If, however, in the meantime interested parties have any specific comments on the possible additional regulatory requirements identified in paragraph 71 of the September paper, they should make these known to the Secretariat of FESCO via the following e-mail address: fdankers@europefesco.org
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies , Technical Advice PDF
4.59 MB
29/06/2010 IASC 23/06/10 Restoy "Accounting: Convergence, Governance and Regulation"- Speech given by Fernando Restoy at the IFRS Conference organised by the IASC Foundation Speech PDF
83.04 KB
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13/04/2011 2011/115 Keynote address of Steven Maijoor, Chair of ESMA, to the ISDA AGM Speech PDF
43.07 KB
16/05/2011 2011/142 Keynote address of Steven Maijoor, Chair of ESMA, to the Bundestag panel discussion- 16 May 2011 Speech PDF
42.3 KB
17/05/2011 2011/144 Final advice- ESMA´s Technical Advice to the Commission on Fees for CRAs Technical Advice PDF
1.72 MB
26/05/2011 2011/157 Keynote speech by Steven Maijoor, Chair of ESMA, at the ICMA conference- 26 May 2011 Speech PDF
45.34 KB
05/07/2011 2011/202 Keynote speech of Steven Maijoor, Chair of ESMA, at the IFRS Conference Speech PDF
43.41 KB
06/07/2011 2011/203 The European Fund Industry Paradigm , Speech PDF
35.65 KB

The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum - 6 July 2011

06/07/2011 2011/203 "The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles" Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum- 6 July 2011 Speech PDF
35.65 KB
11/07/2011 2011/11/07 The new European Supervisory Markets Authority: helping enhance the resilience of financial markets Speech PDF
43.2 KB

The new European Supervisory Markets Authority: helping enhance the resilience of financial markets - speech by Michel Barnier, EU Commissioner, at the ESMA inauguration

12/07/2011 ESMA/2011/11/07 "The new European Supervisory Markets Authority: helping enhance the resilience of financial markets"- speech by Michel Barnier, EU Commissioner, at the ESMA inauguration Speech PDF
43.2 KB
13/07/2011 ESMA/2011/11/07 SB Speech by Sharon Bowles MEP, Chair of Economic and Monetary Affairs Committee of the European Parliament, at the ESMA inauguration Speech PDF
14.08 KB
28/09/2011 2011/320 Keynote speech by Verena Ross, Executive Director of ESMA, at the London AIMA Annual Conference, 22 September 2011 Speech PDF
53.1 KB
29/09/2011 2011/322 Speech- Market Transparency – Does it prevent crisis?- by Steven Maijoor, Chair of ESMA Speech PDF
50.34 KB
12/10/2011 2011/340 Keynote Speech by Verena Ross, Executive Director of ESMA, at the City of London Brussels Annual Reception, 11 October 2011 Speech PDF
40.03 KB
29/11/2011 2011/404 Speech by Steven Maijoor, Chair of ESMA, at the EFAMA Investment Management Forum, 29 November 2011 Speech PDF
70.21 KB
12/01/2012 2012/3 Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 Final Report PDF
141.98 KB
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered.
25/01/2012 2012/32 Credit Rating Agencies: What are the next steps? Speech PDF
45.61 KB
Speech by Verena Ross at a public hearing organised by the Committee on Economic and Monetary Affairs of the European Parliament, 24 January 2012 in Brussels
07/02/2012 2012/73 What problems do consumers face when seeking financial advice?- speech by Steven Maijoor Speech PDF
43.02 KB
This speech was delivered at the EP/EC event "Financial advice provided by non-profit entities to consumers" on 7 February 2012.

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