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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/05/2005 AMP Austria Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) Market Abuse Reference PDF
78.74 KB		 The Austrian provisions in their original form can be found by clicking on the following link.
30/05/2005 Austria Accepted Market Practices- Austrian provisions- Not continued under MAR Market Abuse Reference PDF
19.9 KB
30/05/2005 AMP France Buy Back Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR Market Abuse Reference PDF
71.11 KB
30/05/2005 AMP France Liquidity Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) Market Abuse Reference PDF
107.34 KB
11/02/2008 AMP Spain Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 Market Abuse Reference PDF
157.13 KB
19/08/2008 AMP Portugal Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR Market Abuse Reference PDF
101.04 KB

The national legal text is available on the CMVM website.
15/01/2009 AMP Greece Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR Market Abuse Reference PDF
77.84 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
17/05/2011 2011/144 Final advice- ESMA´s Technical Advice to the Commission on Fees for CRAs Credit Rating Agencies Technical Advice PDF
1.72 MB
23/06/2011 AMP Netherlands Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 Market Abuse Reference PDF
96.72 KB

The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp.
 
09/08/2011 JC IFC List of identified financial conglomerates Joint Committee Reference PDF
172.11 KB
23/03/2012 JC 2011/82 Joint Committee of the ESAs- Work programme 2012 Joint Committee Reference PDF
89.31 KB
23/03/2012 JC 2011/17 Medium term strategy for the Joint Committee Joint Committee Reference PDF
152.87 KB
17/04/2012 JC/2011/17 Medium term strategy for the Joint Committee Joint Committee Reference PDF
152.75 KB
17/04/2012 JC/2011/82 Joint Committee of the ESAs- Work programme 2012 Overview of deliverables Joint Committee Reference PDF
89.31 KB
18/04/2012 2012/259 Technical advice on CRA regulatory equivalence- US, Canada and Australia Credit Rating Agencies Technical Advice PDF
697.78 KB		 On 12 June 2009 the European Commission requested CESR, now ESMA, to provide its technical advice on the equivalence between the legal and supervisory framework of Japan, The United States, and Canada with the EU regulatory regime for credit rating agencies. (Regulation (EC) No. 1060/2009 of the European Parliament and the Council on credit rating agencies ). On 17 November 2009, the Commission also requested CESR to provide its technical advice on Australia. On 28 September 2010, the European Commission published an equivalence decision on Japan. With regard to the compliance with the EU requirements on endorsement, ESMA had already indicated that it considers the legal and regulatory regime for CRAs supervision of the following countries as “as stringent as” the EU requirements:        - On 22 December 2011, Japan and Australia;        - On 15 March 2012, US, Canada, Hong Kong and Singapore. This report sets out ESMA’s advice to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia (Part III) respective legal and supervisory frameworks and the EU regulatory regime for credit rating agencies.
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading MiFID - Secondary Markets Reference PDF
353.3 KB		 This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
22/06/2012 AMF AMP 2012 Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR Market Abuse Reference PDF
242.43 KB
19/07/2012 2011/454 MOU on the supervision of CRAs- ESMA and ASIC Credit Rating Agencies, International cooperation Reference PDF
4 MB		 This document contains two copies of the MOU, signed by ESMA and by the ASIC.
19/07/2012 2012/124 MOU on the supervision of CRAs- ESMA and MAS Credit Rating Agencies, International cooperation Reference PDF
574.14 KB

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