ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
25
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Short Selling filter Short Selling
- (-) Remove Management Board filter Management Board
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (28) Apply Post Trading filter
- Supervisory convergence (25) Apply Supervisory convergence filter
- Fund Management (19) Apply Fund Management filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Corporate Disclosure (16) Apply Corporate Disclosure filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Corporate Information (9) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Joint Committee (8) Apply Joint Committee filter
- Market Abuse (8) Apply Market Abuse filter
- Prospectus (8) Apply Prospectus filter
- CESR Archive (7) Apply CESR Archive filter
- Innovation and Products (7) Apply Innovation and Products filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Benchmarks (5) Apply Benchmarks filter
- Market Integrity (5) Apply Market Integrity filter
- Trade Repositories (5) Apply Trade Repositories filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Securitisation (4) Apply Securitisation filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- Sustainable finance (2) Apply Sustainable finance filter
- Transparency (2) Apply Transparency filter
- CCP Directorate (1) Apply CCP Directorate filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Press Releases (1) Apply Press Releases filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- Opinion (162) Apply Opinion filter
- Reference (156) Apply Reference filter
- Speech (145) Apply Speech filter
- Guidelines & Recommendations (109) Apply Guidelines & Recommendations filter
- Press Release (77) Apply Press Release filter
- Consultation Paper (50) Apply Consultation Paper filter
- Statement (41) Apply Statement filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Final Report (29) Apply Final Report filter
- Decision (26) Apply Decision filter
- Investor Warning (26) Apply Investor Warning filter
- Letter (25) Apply Letter filter
- Compliance table (15) Apply Compliance table filter
- Technical Standards (9) Apply Technical Standards filter
- Annual Report (6) Apply Annual Report filter
- Technical Advice (6) Apply Technical Advice filter
- Vacancy (4) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Speeches X Vacancies X MiFID II: Transparency Calculations and DVC X Management Board X Short Selling X Q&A X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
||||
| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
||||
| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
||||
| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
||||
| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
||||
| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
||||
| 29/05/2020 | ESMA70-872942901-38 | Q&A on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 537.51 KB |