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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|03/10/2018||ESMA71-99-1046||WP 2019 Press Release||Board of Supervisors, Corporate Information, Planning reporting budget||Press Release||PDF
|17/02/2016||2016/300||Warning- Unauthorised use of ESMA’s identity and logo||Corporate Information, Press Releases||Press Release||PDF
Unauthorised use of ESMA’s identity and logo
The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer of company money.
In addition, ESMA has been informed that attempts were made to use the name of a senior member of ESMA staff also for the purpose of fraudulent scams targeting a savings bank and a listed issuer.
Please note that all references to ESMA or any ESMA employees in these communications, which do not originate from ESMA, are entirely false and have been made without ESMA’s knowledge or consent.
In order to protect yourself against these unauthorised communications, ESMA advises you:
Be aware that fraudsters might use ESMA’s name, logo or the name of an ESMA staff member, a bogus website which appears to be that of ESMA, and/or make bogus references to people said to work in ESMA. Be aware of the following when making your checks:
|15/06/2005||05-415 annex||Visit of US Treasury Secretary John Snow to CESR- photograph||CESR Archive||Press Release||PDF
|From left to right: US Treasure Secretary John Snow, CESR Chairman Arthur Docters van Leeuwen, CESR Vice-Chairman Kaarlo J|
|09/11/2018||ESMA35-36-1262||Technical Q&As on product intervention measures on CFDs and binary options||MiFID - Investor Protection||Q&A||PDF
|03/05/2004||04-207||Summary of the responsibilities of the new authorities joining CESR. Annex to Press Release ref:CESR/04-203||CESR Archive||Press Release||PDF
|01/07/2015||2015/1005||Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing||Innovation and Products||Q&A||PDF
|03/11/2009||09-559||Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements||CESR Archive||Q&A||PDF
|06/05/2010||10-591||Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee||CESR Archive||Q&A||PDF
|17/02/2020||ESMA70-708036281-2||Questions and Answers on CSDR||Post Trading, Supervisory convergence||Q&A||PDF
|02/02/2018||ESMA70-151-1179||Questions and Answers ESMA CCP Stress Test||Post Trading||Q&A||PDF
|19/04/2010||10-293||Question and Answers- Understanding the definition of advice under MiFID||CESR Archive||Q&A||PDF
|05/11/2020||ESMA74-362-893||QAs on SFTR data reporting||Post Trading, Securities Financing Transactions, Trade Repositories||Q&A||PDF
|08/07/2020||ESMA70-708036281-2||Q&As- Central Securities Depositories Regulation||Post Trading||Q&A||PDF
|06/11/2020||ESMA35-43-349||Q&As on MiFID II and MiFIR investor protection topics||MiFID - Investor Protection, Supervisory convergence||Q&A||PDF
|31/03/2017||ESMA35-36-794||Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID||MiFID - Investor Protection||Q&A||PDF
|29/03/2019||ESMA70-145-111||Q&A on the Market Abuse Regulation||Market Abuse, Market Integrity||Q&A||PDF
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework
The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.
|11/04/2019||ESMA31-62-780||Q&A on Prospectus Related Topics||Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence||Q&A||PDF
|08/07/2020||ESMA70-1861941480-56||Q&A on MiFIR data reporting||MiFID - Secondary Markets, Supervisory convergence||Q&A||PDF
|29/05/2020||ESMA70-872942901-35||Q&A on MiFID II and MiFIR transparency topics||MiFID - Secondary Markets||Q&A||PDF
|29/05/2020||ESMA70-872942901-38||Q&A on MiFID II and MiFIR market structures topics||MiFID - Secondary Markets||Q&A||PDF