ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/04/2021 | ESMA70-156-4225 | MiFID II final report on functioning of OTF | MiFID - Secondary Markets | Final Report | PDF 548.44 KB |
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| 07/04/2021 | ESMA70-156-4103 | Final Report on SME GMs- MiFID II | Trading | Final Report | PDF 741.13 KB |
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| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
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| 26/03/2021 | ESMA43-370-281 | Final report_TA on procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Final Report | PDF 369.64 KB |
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| 01/02/2021 | ESMA81-393-83 | Final Report BMR Advice Fees | Benchmarks | Final Report | PDF 504.55 KB |
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| 28/09/2020 | ESMA70-156-3329 | MiFID II MiFIR review report on the transparency regime for non-equity instruments | Trading | Final Report | PDF 1.48 MB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |
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| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
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| 11/06/2019 | ESMA70-156-1035 | Final report_Call for evidence Periodic Auctions | MiFID - Secondary Markets | Final Report | PDF 798 KB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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| 20/12/2018 | ESMA70-145-1008 | Final report on Guidelines on non-significant benchmarks | Benchmarks | Final Report | PDF 673.72 KB |
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| 14/12/2018 | ESMA70-156-834 | Final report on the proposed amendments to RTS 11 | MiFID - Secondary Markets | Final Report | PDF 445.64 KB |
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| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
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| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
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| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
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| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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| 26/03/2018 | ESMA70-156-354 | Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) | MiFID - Secondary Markets | Final Report | PDF 434.94 KB |