ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
70
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Sustainable finance filter Sustainable finance
- CESR Archive (184) Apply CESR Archive filter
- Post Trading (73) Apply Post Trading filter
- Fund Management (52) Apply Fund Management filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- Joint Committee (27) Apply Joint Committee filter
- Corporate Disclosure (20) Apply Corporate Disclosure filter
- Market Abuse (15) Apply Market Abuse filter
- Prospectus (15) Apply Prospectus filter
- Market Integrity (11) Apply Market Integrity filter
- Benchmarks (9) Apply Benchmarks filter
- Short Selling (8) Apply Short Selling filter
- Securitisation (7) Apply Securitisation filter
- Trading (7) Apply Trading filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Transparency (4) Apply Transparency filter
- Corporate Governance (3) Apply Corporate Governance filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (2) Apply Trade Repositories filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Reference (133) Apply Reference filter
- Opinion (132) Apply Opinion filter
- Guidelines & Recommendations (86) Apply Guidelines & Recommendations filter
- Press Release (71) Apply Press Release filter
- Speech (40) Apply Speech filter
- Statement (40) Apply Statement filter
- Final Report (31) Apply Final Report filter
- Letter (30) Apply Letter filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (23) Apply Decision filter
- Report (20) Apply Report filter
- Q&A (11) Apply Q&A filter
- Technical Standards (8) Apply Technical Standards filter
- Annual Report (4) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Board of Appeal X Sustainable finance X Innovation and Products X Technical Advice X Compliance table X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 129.28 KB |
||||
| 18/12/2020 | ESMA-70-156-2368 | MiFID II Consultation Paper on Algorithmic Trading | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 1.64 MB |
||||
| 06/11/2020 | ESMA70-156-2477 | Consultation Paper Guidelines on market data | MiFID - Secondary Markets | Consultation Paper | PDF 833.85 KB |
||||
| 05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |
||||
| 25/09/2020 | ESMA70-156-2013 | Consultation Paper on the functioning of Organised Trading Facilities | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 673.72 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 31/07/2020 | ESMA35-43-2464 TC | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 744.01 KB |
||||
| 31/07/2020 | ESMA35-43-2464 | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 711.12 KB |
||||
| 03/06/2020 | ESMA50-164-3342 | Draft Guidelines on Outsourcing to Cloud Service Providers | Innovation and Products | Consultation Paper | PDF 390.7 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
||||
| 06/05/2020 | ESMA70-156-2061 | Consultation paper on SME GMs under MiFID II and MAR | MiFID - Secondary Markets | Consultation Paper | PDF 1.08 MB |
||||
| 23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
||||
| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
||||
| 31/01/2020 | ESMA35-43-2131 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Consultation Paper | PDF 1.23 MB |
||||
| 05/11/2019 | ESMA70-156-1484 | Consultation Paper on Position Limits | MiFID - Secondary Markets | Consultation Paper | PDF 549.2 KB |