ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Integrity filter Market Integrity
- CESR Archive (109) Apply CESR Archive filter
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (21) Apply Post Trading filter
- IFRS Supervisory Convergence (19) Apply IFRS Supervisory Convergence filter
- Corporate Disclosure (17) Apply Corporate Disclosure filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Fund Management (15) Apply Fund Management filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Innovation and Products (9) Apply Innovation and Products filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Prospectus (8) Apply Prospectus filter
- Corporate Information (7) Apply Corporate Information filter
- Market Abuse (7) Apply Market Abuse filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Benchmarks (4) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Trade Repositories (4) Apply Trade Repositories filter
- IAS Regulation (3) Apply IAS Regulation filter
- Securitisation (3) Apply Securitisation filter
- Sustainable finance (3) Apply Sustainable finance filter
- Transparency (3) Apply Transparency filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Market data (2) Apply Market data filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove Report filter Report
- (-) Remove CESR Document filter CESR Document
- Opinion (170) Apply Opinion filter
- Reference (159) Apply Reference filter
- Guidelines & Recommendations (158) Apply Guidelines & Recommendations filter
- Press Release (85) Apply Press Release filter
- Consultation Paper (81) Apply Consultation Paper filter
- Final Report (62) Apply Final Report filter
- Statement (57) Apply Statement filter
- Letter (41) Apply Letter filter
- Speech (28) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (20) Apply Decision filter
- Compliance table (18) Apply Compliance table filter
- Q&A (12) Apply Q&A filter
- Technical Standards (10) Apply Technical Standards filter
- Annual Report (8) Apply Annual Report filter
- Technical Advice (8) Apply Technical Advice filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Market Integrity X Trading X Joint Committee X CESR Document X Report X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
||||
04/05/2020 | ESAs 2020 09 | EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | COVID-19, Joint Committee, Post Trading | Report | PDF 338.72 KB |
||||
06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
||||
17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
||||
13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
||||
27/01/2021 | ESMA35-43-2507 | Report to the EU institutions Article 52 MiFIR | MiFID - Investor Protection | Report | PDF 354.1 KB |
||||
24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
||||
11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
||||
01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
||||
16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
02/07/2019 | ESMA70-154-1193 | Preliminary findings on multiple withholding tax reclaim schemes | Market Integrity | Report | PDF 611.48 KB |
||||
05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
||||
13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
||||
02/02/2021 | ESMA70-156-2401 | Annual Report 2020- Equity Waivers and Deferrals | MiFID - Secondary Markets | Report | PDF 1.09 MB |
||||
03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
||||
07/01/2019 | JC 2018 74 | Joint ESA report on Regulatory sandboxes and innovation hubs | Innovation and Products, Joint Committee | Report | PDF 478.79 KB |