ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X MiFID - Secondary Markets X Guidelines and Technical standards X Procurement X Transparency X Market Integrity X Annual Report X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
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| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
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| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
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| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
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| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
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| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
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| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
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| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
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| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
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| 02/07/2019 | ESMA70-154-1193 | Preliminary findings on multiple withholding tax reclaim schemes | Market Integrity | Report | PDF 611.48 KB |
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| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
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| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
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| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
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| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
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| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
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| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
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| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
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| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |